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<br />FormRA 14b <br /> <br />NONl'ROCUREMENT DEBARMENT AND SUSPENSION SYSTEM CERTIFICATION <br /> <br />Prior 10 lb, rd.... .Uuncls by CJD for f<dcnl cnms. your &galC)' musl moiow, sip>- md = 10 em lb, machcd OJP Form 4061/1- Ccnificati.. <br /> <br />Rcprding Dcbarmc:nt. Suspension. lDcligibility, and Volumary Exclusion. !.ower Tier Covc-cd Tr'2ftS&Ctions; 1 The form must be signed by the Authorized <br />0lIi..a1 desigzWed in "" gnDt. <br /> <br />The U.S. A.11omeyGcDcr:a.I Order No. 1'271-11, published in the FedueJRegmer, Volume ~3, No. 102. Ma.y 26, 19B!, announced the adoption ora <br />JO'VCr'XU"CDt-widc uniform systc:n on NonpI"OCI.1ftmcnt Dcbanncm. and Suspension 1ha1 will be- applicable 10 the nonprocurement assisunce a.a.jvitic:s of the <br /> <br />affic:es. burcam, aDd divisions of the Depanmcm. of Justice which have grant.making authority.:Z All age:Jc:icslorganW.tions receiving federal funds from em <br />in the amou:al 0[$15,000 or mort must complete: OJP Form 4061/1 (9188) which ==-tifie:s tha1Dcitbc:rthc ~eney/orpniz.a1ion or its officen are debarred, <br /> <br />suspended. iDdigiblc., or an voluntarily excluded from receiving fcdenJ funds. bcfcm entering mID a,1inancial agreement (i.c.. grants and contr.a.as).:; In <br />addition, my orpniuticm c:ornnaing for goods andlor scrvi= of n.:i.ooo or mcm (federal Nods) mun secure the same c:cnifi=tion from the prospeetivc <br />comraa.or. The lan.er ccnifjc:&1.ions mUSl. a.c::ompany the CODtr:I.a which. by tt:quir=ncnt, is sc:m 10 CJD for approval <br /> <br />;,.,encicslorpniu1ions must base: their certific:u.ion upon a review of'thc monthly public:u.ion ..Lists ofhni= :Excluded from FcdC'a.l Procurement or <br />Nonprocurcmc:n Programs" and the wec1dy supplcmenu \0 that issue pRpan:d by the U.s. Gene:':LI Services Administta1ion, \0 confirm that 'the <br />agt:DCY/orpciza.1ion or its otliccn are not. ineligible. Ana.cbed is U1 informatioD sheet 1hat explains the "Lists ofPuties...... and how 10 obtain it. <br /> <br />INSTRUCTIONS FOR CERTmCATION <br />1. By sig!ling and submitting this proposal, the prospective lower tier panicipant is providing the certiiic:ltion set out below. <br />2. The ce:ti.fic.ation in this clause is a material represo.tation of fact upon \\'hicl1 reliance was placed wile:l this transaction was <br />entc:"ed into. If it is later dctcmined that the prospective lower tier participant knov.i.ngly TCldered an erroneous crniiication, in <br />addition to other remedies available to the Federal Govermnent, the deparnnent or agency with \\1Uch this =tion originated <br />may pu:sue available re:nedies. including suspcsion and/or debarmClt <br />.. The prospective lower tier panicipant shall provide immediate wri= notie< to the J'C"on to which this proposal is submined if at <br />any time the prospective lower tier participant learns that its c:nification \VaS erroneous when submitted or has become e:7oneous <br />by r= of changed circumstances, <br />4. The u:.m "covered transaction." "dc~" "suspe::lded, " "ineligible," "lower tier covered transaction." "participant." ,"pe:-son," <br />'prima:y covered lI1lnSa<lion, . "principal.' "proposal," and .voluntarily excluded," as used in this clause, have the meanings set Out <br />in the Deiinitions and Cov~e sections of rules implementing E.xecutive Order 12549. <br />5. The prospe::tive lower tier panicipant agrees by submitting this proposal that, showd the proposed covered transaction be entered <br />into, it shall not knowingly enter into any lower tier covered tr.msaction with a p=on v.to is debarred, suspended, declared <br />ineligfole; or voltmtarily excluded from panicipation in this covered tr.msaction, unless authorized by the deparnnent or agency <br />with wllich this =tion originated. <br />6. The prospective lower tier panicipant funher agrees by submitting this proposal th>t it will include the clause titled .Certification <br />Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -Lower Tier Covered Transactions.' without <br />modification. in all lower tier covered transactions and in all solicitations for lower tier covered transactions. <br />7. A participant in a covered transac'~on may rely upon a certification of a prospective panicipant in a lower tier covered transaction <br />that it is not debarred, suspended, ineligible, or vohmlllTily excluded from the covered tr.msaction, unless it knows that the <br />certification is moneous. A participant may decide the method and frequency by \\1Uch it detetmines the eligibility of its <br />principals. Each participant may check the Nonprocurement List. <br />. 8. Nothing contained in the foregoing shall be COllSlTUed to require establishment of a system of records in order to render in good <br />faith the certification required by this clause. The knowlCdge and inionnation of a participant is not required to exce-..d th>t which <br />is normally possessed by a prudent person in the ordinaty course of business dealings. <br />9. Except for lI1lnSa<lions authorized under pangraph S of these instructions, if a participant in a covered traI1S;ction knowingly <br />enters into a lower tier covered =tion with a J'C"on v.to is suspended, debarred, ineligible, or voluntary excluded from <br />participation in this =tion, in addition to other remedies available to the federal govermnent, the department or agenc)' "ith <br />wllich this transaction originated may pursue available remedies, including suspension and/or deba:ment. <br /> <br />!Lowc:r Tier Covend Tn.nsa.ctions may be iznc'preted as my gram or conU'aC lnnsaaiOD of S:S,OOO or more al the ~ or lowa' level. <br />~Nonprocurcmc:m may be iznc'preted as any form of grazn or coonct having the principal purpose ofassisunce activities. mher than fcc!eral procurement <br />.....", <br />~/.., _ . :-. may be interprded'as the entity in whose name the ,grmt is awarded. Officcn of'the a.gency/organization may be inLc:1preted as :I1lY of the <br />following persons who will have critical influence CD or substantive control over 1ha1 vans.aa.ion (1.e.. uant or c:omna.): members of governing boards. <br />dire:l0l"S, o1her e:mployec:s, and consutbms. panicipaficm in this 'U"anSaa.icm, in addition \0 other mnedies available 10 the Federal Govc:mment. the depanment <br />or l.Ienc:y with which this lnnSal::.ion origina1cd may pursue aV1ilabJe remedies, including suspc::tsioo and/or debarment <br /> <br />;: <br /> <br />.- <br /> <br />I <br />I <br />I <br /> <br />28 <br />em Forms Packet, mised 7/96 <br />