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<br />RAUSCHER PIERCE REFSNES, INC.
<br />Robert G. Day
<br />Vice President November 10, 1983
<br />FINANCIAL ADVISORY SERVICES FEE SCHEDULE
<br />FOR PROFESSIONAL SERVICES ONLY*
<br />IF THE AMOUNT OF THE
<br />GENERAL OBLIGATION ISSUE IS:
<br />$ 0 to $250,000
<br />$ 250,000 to $350,000
<br />$ 350,000 to $500,000
<br />$ 500,000 to $700,000
<br />$ 700,000 to $1,000,000
<br />$1,000,000 to $1,500,000
<br />$1,500,000 to $2,500,000
<br />$2,500,000 to $5,000,000
<br />$5,000,000 to $10,000,000
<br />$10,000,000 to $20,000,000
<br />THE FE. IS:
<br />$ 4,025 plus $16.10 por $1,000 for all over
<br />$ 5,635 plus $8.85 per $1,000 for all over 0, (j(,10
<br />$ 6,520 plus $4.85 per $1,000 for all over $350,000
<br />$ 7,247.50 plus $4.65 per $1,000 For all over
<br />$ 8,177.50 plus $4.60 per $1,000 for all over $7,00,00()
<br />$ 9,557.50 plus $4.30 per $1,000 for, all over
<br />$ 11,707.50 plus $2.90 per $1,000 for all over $1,50U,iG0
<br />$ 14,607.50 plus $2.00 per $1,000 for all over $2,500,021)
<br />$ 19,607.50 plus $1.50 per $1,000 for all over $5,000,(jOU
<br />$ 27,107.50 plus $0.95 per $1,COJ for• all over $10,000,0'J�I
<br />$20,000,000 and over $ 36 607.50 lus $0.70
<br />P per $1,000 for all over $20,OOi;,(1U�i
<br />------- ------------------------- - - - - -- ___ _ __
<br />For applications to sell securities to State and Federal Agencies add lump sum of $1,000,00
<br />* Professional services only contracts specify that Rauscher Pierce Refsnes, Inc will be respon,ible
<br />only for its out of pocket expense of travel and telephone directly attributable to the service -
<br />Travel and other expense including rating agencies fees incurred for the purpose of obtaining
<br />ratings of the securities is not included. Costs of bond elections (notices, ballnts, etc),
<br />printing of the bonds or other securities involved, bond counsel fees, and brochure printing
<br />not included.
<br />Fees for revenue bonds and combination tax and revenue obligations sha y, be at 125% of the amount
<br />stated in the above schedule for general obligations.
<br />When obligations are issued in installments, the f, -e for each installment shall be the a'oun1,
<br />from the above schedule.
<br />Certificates of Obligation and Warrants issued to the cuntractor as work progresse,• shall reo,;ir-
<br />a fee double the amount in the above schedule.
<br />P. O. Box 6206 • Tyler, Texas 75711 - (214) 561 -2178
<br />Member New York Stock Exchange, Inc.
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