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<br />COOPERATIVE AGREEMENT NO. ATC020223 <br /> <br />o Disclosure, <br />(I) The Contractor who requests or receives from an agency a Federal contract shall lite with that agency a disclosure form, OMB standard form <br />LLL. Disclosure of Lobbying Activities, if such person has made or has agreed to make any payment using nonappropriated funds (to include profits from any <br />covered Federal action), which would be prohibited under subparagraph (b)(I) of this clause, if paid for with appropriated funds. <br />(2) The Contractor shall lite a disclosure form at the end of each calendar quarter in which there occurs any event that materially affects the accuracy <br />of the infomlation contained in any disclosure foml previously Iited by such person under subparagraph (c)(I) of this clause, An event that materially affects the <br />accuracy of the information reported includes- <br />(I) A cumulative increase of S25.000 or morc in the amount paid or expected to be paid for innuencing or attempting to innuence a covered Federal <br /> <br />action; or <br /> <br />(ii) A change in the person(s) or individual(s) innuencing or allempting to innuence a covered Federal or action; or <br />(iii) A change in the officer(s), employee(s), or Members(s) contacted to innuence or attempt to innuence a covered Federal action. <br />(3) The Contractor shall require the submillal of a certification, and if required, a disclosure form by any person who requests or receives any <br />subcontract exceeding SIOO,OOO under the Federal contract. <br />(4) All subcontractor disclosure fomls (but not certifications) shall be forwarded from tier to tier until received by the prime Contractor, The prime <br />Contractor shall submit all disclosures to the Contracting Officer at the end of the calendar quarter in which the disclosure form is submilled by the subcontractor. <br />Each subcontractor certification shall be retained in the subcontract file of the awarding Contractor, <br />(d) agreement. The Contractor agrees not to make any payment prohibited by this clause. <br />(e) Penalties, <br />(I) Any person who makes an expenditure prohibited under paragraph (a) of this clause or who fails to file or amend the disclosure form to be Iited or <br />amended by paragraph (b) of this clause shall be subject to civil penalties as provided for by 31 V.S.C. \352. An imposition of a civil penalty does not prevent the <br />GoverMlent from seeking any other remedy that may be applicable. <br />(2) Contractors may rely without liability on the representation made by their subcontractors in the certification and disclosure form. <br /> <br />(I) Cost allowability. Nothing in this clause makes allowable or reasonable any costs which would otherwise be unallowable or unreasonable, Conversely, costs <br />made specifically unallowable by the requirements in this clause will not be made allowable under any other provision. <br /> <br />j. CERTIFICATION REGARDING DEBARMENT, SUSPENSION, AND OTHER <br />RESPONSIBILITY MATTERS--PRIMARY COVERED TRANSACTIONS (MAR <br />1996) <br /> <br />Instructions for Certification <br /> <br />I. By signing and submining this proposal. the prospective primary <br />participant is providing the certification set out below. <br />2. The inability of a person to provide the certification required below will <br />not necessarily result in denial of participation in the covered transaction. <br />The prospective participant shall submit an explanation of why it cannot <br />provide the certification set out below, The certification or explanation <br />will be considered in cOMection with the department or agency's <br />determination whether to enter into this transaction. However, failure of <br />the prospective primary participant to furnish a certification or an <br />explanation shall disqualify such person from participation in this <br />transaction. <br />3. The certification in this clause is a material representation of fact upon <br />which reliance was placed when the department or agency determined to <br />enter into this transaction, If it is later determined that the prospective <br />primary participant knowingly rendered an erroneous certification. in <br />addition to other remedies available to the Federal Govenunent, the <br />department or agency may terminate this transaction for cause of default. <br />4. The prospective primary participant shall provide immediate written <br />notice to the department or agency to whom this proposal is submilled if at <br />any time the prospective primary participant learns that ilS certification was <br />erroneous when submilled or has become erroneous by reason of changed <br />circumstances, <br />5, The terms "covered transaction," "debarred," "suspended," <br />"ineligible," "lower tier covered transaction,. "participant," 'person," <br />"primary covered transaction," "principal." "proposal." and "voluntarily <br />excluded." as used in this clause. have the meanings set out in the <br />Definitions and Coverage sections of the rules implementing Executive <br />Order 12549, You may contact the department or agency to which this <br />proposal is being submilled for assistance in obtaining a copy of those <br />regulations, <br /> <br />6. The prospectivc primary participant agrees by submining this proposal <br />that, should the proposed covered transaction be entered into, it shall not <br />knowingly enter into any lower tier covered transaction with a person who <br />is debarred, suspended, declared ineligible, or voluntarily excluded from <br />participation in this covercd transaction, unless authorized by the <br />department or agency entering into this transaction, <br />7, The prospective primary participant further agrees by submitting this <br />proposal that it will include the clause titled "Certification Regarding <br />Debarment, Suspension, Ineligibility and Voluntary Exclusion-Lower Tier <br />Covered '(ransaction, " provided by the department or agency into this <br />covered transaction, without modification, in all lower tier covered <br />transactions and in all solicitations for lower tier covered transactions, <br />8. A participant in a covered transaction may rely upon a certification of a <br />prospective participant in a lower tier covered transaction that it is not <br />debar,red. suspended, ineligible. or voluntarily excluded from the covered <br />transaction, unless it knows that the certification is erroneous. A <br />participant may decide the method and frequency by which it determines <br />the eligibility of its principals, Each participant may. but is not required <br />to, check the Nonprocurement List (202-783-3238), <br />9, Nothing contained in the foregoing shall be construed to require <br />establishment of a system of records in order to render in good faith the <br />certification required by this clause, The knowledge and information of a <br />participant is not required to exceed that which is normally possessed by a <br />prudent person in the ordinary course of business dealings. <br />10. Except for transaction authorized under paragraph 6 of these <br />instructions. if a participant in a covered transaction knowingly enters into <br />a lower tier covered transaction with a person who is suspended, debarred, <br />ineligible, or voluntarily excluded from participation in this transaction, in <br />addition to other remedies available to the Federal GoverMlent, the <br />department or agency may terminate this transaction for cause or default, <br /> <br />28 <br />