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09-Fiscal Management - investment policy
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09-Fiscal Management - investment policy
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CITY CLERK
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in and withdraw funds from the pool; and <br />(12) the performance history of the pool, including <br />yield, average dollar-weighted maturities, and expense ratios. <br />(c) To maintain eligibility to receive funds from and invest <br />funds on behalf of an entity under this chapter, an investment pool <br />must furnish to the investment officer or other authorized <br />representative of the entity: <br />(1) investment transaction confirmations; and <br />(2) a monthly report that contains, at a minimum, the <br />following information: <br />(A) the types and percentage breakdown of <br />securities in which the pool is invested; <br />(B) the current average dollar-weighted <br />maturity, based on the stated maturity date, of the pool; <br />(C) the current percentage of the pool's <br />portfolio in investments that have stated maturities of more than <br />one year; <br />(D) the book value versus the market value of the <br />pool's portfolio, using amortized cost valuation; <br />(E) the size of the pool; <br />(F) the number of participants in the pool; <br />(G) the custodian bank that is safekeeping the <br />assets of the pool; <br />(H) a listing of daily transaction activity of <br />the entity participating in the pool; <br />(I) the yield and expense ratio of the pool; <br />(J) the portfolio managers of the pool; and <br />(K) any changes or addenda to the offering <br />circular. <br />(d) An entity by contract may delegate to an investment pool <br />the authority to hold legal title as custodian of investments <br />purchased with its local funds. <br />(e) In this section, "yield" shall be calculated in <br />accordance with regulations governing the registration of open-end <br />management investment companies under the Investment Company Act of <br />1940, as promulgated from time to time by the federal Securities and <br />Exchange Commission. <br />21 <br />~ . ~ ~ 4 <br />
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