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-�� ,Y <br />��h:J. <br />�ND J � November 30 to December 31, 2012 <br />The following is important information related to your Raymond James <br />accounts. If you have questions about this information, please contact <br />your financial advisor or call Raymond James Client Services at <br />800-647-7378. <br />Statement of Financial Condition - Securities industry regulation <br />requires that we make available to you our Statement of Financial <br />Condition on a semiannual basis. Included in this document is the <br />amount of net capital that we have, as required by the Securities and <br />Exchange Commission's Uniform Net Capital Rule. <br />Under that rule, the net capital for Raymond James & Associates, <br />which is custodian for your account, must be the highest minimum net <br />capital requirement of all its regulators and is the greater of $1,00O,OOC <br />or 2% of aggregate debit items arising from client transactions. <br />Minimum capital requirements are designed to ensure we operate in <br />the best interest of our clients. Financial Industry Regulatory Authority <br />28095517-22-1 117/OOFB <br />(FINRA) may require a member firm to reduce its business if its net <br />capital is less than 4% of aggregate debit items and may prohibit a <br />member firm from expanding its business and declaring dividends if its <br />net capital is less than 5% of aggregate debit items. <br />As of September 30, 2012, Raymond James and Associates' <br />percentage was 17.22°/a, as compared with the minimum 2°/a, and net <br />capital, as defined, was $264,315,000, as compared with minimum <br />required net capital of $30,696,000, resufting in excess net capital of <br />$233,619,000. <br />For a complete copy of our unaudited Statement of Financial <br />Condition, please visit raymondjames.com/rja and click on "Raymond <br />James & Associates Statement of Financial Condition - September <br />2012," or call Raymond James Client Services at 800-647-7378. <br />Page 5 of 6 <br />