1984-065-RES WHEREAS, the City of Paris, has heretofore agreed upon the need for an historical survey of the City of
~
.
.
I
RESOLUTION NO. 84-065
WHEREAS, the City of Paris, has heretofore agreed upon
the need for an historical survey of the City of Paris and,
WHEREAS, partial financing of such architectural
services is available through the Texas Historical Commis-
sion and that it is appropriate that the City of Paris
contract with said State agency for supervision and financ-
ing of said architectural professional services in the form
of Exhibit A attached hereto; NOW, THEREFORE,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
PARIS, That the contract with the Texas Historical Commis-
sion for funding and supervision be, and the same is hereby
accepted and authorized,
BE IT FURTHER RESOLVED, That the Mayor of the City of
Paris, Joe Graham, be, and he is hereby authorized and
directed on behalf of the City of Paris to execute the
contract attached hereto as Exhibit A.
Passed and adopted this lOrh day of September, 1984.
J~~~
ATTEST:
~~~e~
APPROVED AS TO FORM:
~i<'&~eY
ARCHITECTURAL SURVEY AGREEMENT
This Agreement is entered into by the Texa::; Historical Commission, .:.l State
Agency, hereinafter referred to as the Coumlission, ,::Iud ~~c.i~~-.I~..Ll2:.J,s~__~,_..
Pari~_'J'l'X;:lS , !Jcre-inilfCer referred to as t.hc; Contractor,
pursu.J.nt to d grant m~det-"Qth~rexa~n-I!istorical COTmnission for Fiscal Year 19~_/l,
by the U.S. Department of the Interior, NationaJ Park Service, under the provisions
of the National Historic Preservation Act of 1966 (P.L. 89--(65) for the purposE>s of
conducting a statewide inventory of cultural resources.
THE CONT1{ACTOR, in consideration of the hereinafter mOIlcti1ry sum to he' paid
by the Commission agrees as tollows:
Sec. 1. The Contractor 5ha1] undertake d survey of histurical re:::;ourcc~s of
Paris , Texas, in thl' follOiving county(~ies)
Lamar __, pursuant to, and in conformity hTith the
provisions of the letter of agreement from the Commission to the Contractor
dated April, 18, 1984 ,a copy of which Jetrer j,~-; attdched to this Agreement
as At tachment III and incorporated herein for all purpo:;;c'_s, and in conf orm-i. ty l,.li th
the Project Proposal submitted, by thC:'. Contractor to the Commission ~g~_~~t 29, 1984
Sec. 2 It is agreed that the Contractor shall be an independent Contractor
for the purposes of this Agreement. The Contractor shalJ not be.' considc'r(~d Lhe
agent, the servant, or the employee of the Commission for any purpose whatsoever.
The liabilities of any kind arising from the per[orm:ll1CC ()( the contr:lct-('d \>JlJrk
covered by thi~-; .I\gr~crnC'.nL Dlld all Appendices L~]lCL'('lU :In' Lh~ rc,'-;pousibili_ty u[
the Contractor.
Sec. 3. In the performance of the survey and nominaLion as dCscLibec.l in i\t.t.Jch-
ment III, the Contractor shall utilize tile currellt forms in use l)y tile Commission as
stipulated in Attachment I, "Nationol i-~cgistcr Survev Cllidl'line~;," and sh,:dl [0110\,J
the Secretary of the Interior's StanlL~~j~~ Llnd Cuidl'li~~~_~ [or Jdenti,ficariun, Evalua-
tion, and Registration (Attachment II). The Contractor may use a 41Tx511 or 35mm for-
mat camera for the photographic documatation of each surveyed site. The completed,
legible survey forms, negatives, index sheets and two seU; of contact sheets shall
become the property of the Commission upon completion of the contract. Attachment [,
Appendix A, illustrates the survey form and Appendix B illustrates the 35mm index
sheet, which shall be employed in fulfiLllnent of said contract. Tile ])rofessional
hired by tIle Contractor shull proofrcac] ~lld illitial_ :111 tIle typcJ survey forms. All
forms must be approved and certified i1S being complete hv the Commissio;-l prior to the
fulfillment of the contractual obligat:ions. The Contr;:lctur must also provide thc-~ lo-
cation of each recorded _site, clearly delineated on CSGS 7.5' maps c'r ottler Inaps
deemed appropriate by the Commission. Tile Commission will provicle the Contractor with
all necessary USGS b3se maps. Prior to the final pa\!ll1cnc, the Contractor ~;h:lll ~"ubmiL
to the Commission a report on the survey proce,':)s as outlined in the Secretarv or the
Interior's Guidelines for Identification and National Register and ot-her hi_~-t~)ric---'-
designation recommen"dations follm.Jing the Secretary (~r tJll', IntcLL()(' s Cu~dcJ_illes for
Evaluation (Attachment II). The ContcH:tor .':;h-;-T-r-~-~j-;~'(~)---;='1.0)-111Tt-t-o-L-I~l-'-(~-1~r-I;l-7:,'~~_-Lon~- a
Nation::d. Register Multiple l{esourcc Numinatiull, 'V,jhich folLuws the rE:'commcndations of
this final report and meets the~_~~rp_~:lr_Yuor___~~.hC' rn.r~\ric))_l~_~ ~;(,':l1d:lrd~; :ll1d C:ll_j~d(\lj)H'S
for l\cgiStLlt ion, as ",,'ell ;IS ll1c CUlllmi .';.'; j ()ll T ,. ,'I L:1I](!:ll-d~;- ,I-lId .I-',uLdl'L(I;c'>;. Ill-j~; ~~Il()ll Ld
include the completed nomination lexl, ;1.'::; apprc1vcd hy thL.' COlllITli:J.'-;iol1, m:lps indicating
the loc.:1tion of each property b('illf~ llCJI1lin;ltC'd, drld SlOxlO'l black ,1!Hl ",;ldLc photograph.':;
(2 copies of each print) of all of thQs1.' sites, as ,,~rel] d.'; '351mB culor slides of
EXHIBIT A
Page 2
Sec. 4. For the purposes of this contract and its fulfillment, survey refers to
the definition of Intensive Survc'/ ;J~ OUt].iI1Cd in L]1l' ..::.c.:;_~::'c~~~!_S'~_(~_~~~J:2~tC'r2_'2~_~j
Guidelines for IdentificDtion. It slJC1ulJ include d cOIl1prc'hl~lSivL' gathering of d(~taiJ-
ed data on the historic and physic::ll character of ;1 ele;:;!:"l)' delineated gcugLlphic r('-
gion through fieldwork and historjc.:l1 research. It ;)]lUllld form the bnsjs for ,'J Com-
prehensive Preserv<Jtion Plan for tbi,'; dr-L';l ,1:-; ekr-il1cd in tilL' ii.~:5:~n'ti~EY~.)J____thL~_,.~_~_t_(:E-
ior I s Standards and Cuidelincs_ [or_J)T~''':~~~l''~..::.~J~)_!2.__ P_~i:_I~_I~in\;. In order [:h;:] t thi s su Lvey
be comprehensive:, the pr()f('ss~j(1n.:d ll-irl'(: h.y thc' CUlllLdclur :.;h.:dl ('XamLIlC' aJl of thc:
resourceE; in ~:"_ Ci~~~F Par~~___~ ___________________, except these in areas that: hZ1VC
been d(;tcrmiIlcd through map and l1-i~;t()l'ic;l! l-cscnrc]l, Joccll cuntclct-, or expcricllCl:" to
be inaccessihlc' cr' highly llnlikc]y t() Vii,](1 Ili,;!-()ri(~:ll ir (II-Ilur'll r('~;()tlrCC;-j.
Sec. 5. The Contractor shall conduct reviews pursuant to Art. 6145, V.T.C.S.
-and Sec. 106, P.L. 89-665, as may bc~ periodically rc'cI\Just:ccl by the Connnis.c;ion for
the purpose of determining impact OIl historical properties.
See. 6. The completed survey f onns, contac t sheets, label sheets, rho to-
graphic negatives, and tinal report generated by the work of tl1e Contractor
under the provisions of this Agreement shall be the property of the Corrnnission.
The Commission shall be permitted access to all notes, photographic negatives,
color slides, and other materials generated as a result of this contract, but
will return to the Contractor all materials not required for fulfillment of this
contract by the Commission.
Sec. 7. The staff employed by the Contractor shall meet the criteria for
employment as prescribed by the Commission. In addition, the Commission will
advertise and solicit resumes via nat:Lonal and local advcrtiseml:nl of rer~)ons ])08--
sessing the qualifications as stated in Attachment I attacllcd to tills Agreement.
The Commission \"i11 submit to the Contr:lctor reSUnH'!; of qU;lli_fier! ilppl ieanl::
from which the Contr:l('t\n~ lll;lV ~;e'I('l:l Lel llllc!C!-L:lkc \:lllltr;It_:Lll;J! r,'qllir{']iH'IlL!;. III
all cases the perSOll (s) employed by the: ConLLlctor to compleLe Lhe. work sp(~ciYicd
in Sec. 1 must meet hrith the approval of the Comnd,;sion. Thc' pr()[C'~;>;i[)n,--tl 11lred
must also attend an orientat~iOll session \.Jith th(: Comm-ission',--; N'ational Regi~:tcr
staff prior to commencing survey \.,1ork.
Sec. 8. The Contractor shall keep accurate financial records available for
audit by the Corrunission or by Federal auditors at all times j.n Clccordance h':ith
Federal Management Circulars A .87 and or'ill A 102 (Revised) and the Grants t'-bn<_lgement
}1anual of the Office of Archeology and Historic Preservation, National Park Service,
U.S. Department of the Interior.
Sec. 9. All grant funds shall be spent in the manner and amounts specified
in the approved detailed Budget, a copy of \.\Thi,ch is attached to this document as
Attachment IV.
Sec. 10. The survey work covered by thLj Agreement shall begin :3eptQtl1ber!1
19 84, and be completed by July 31 _. 19.JJ1.' If for any reason
th;-:Survey work is not completed by such date or if this Agreement is cancelll':d
due to Contractor's default, then all amounts paid under tilis Agreement shall he
immediately due and repayable to the Commission. It is further agreed that all
materials stipulated in Sections 3 nnd 6 and a]_1_ reimbttrsernent rcq\lcsts be
SUb!11itted to the Commission by August 'j 1.. 191~:)
Sec. 11. All documents referred Lo herein are hereby speciLLcally adopted
as part of this Agreement, as is set forth herein.
Page 3
THE COMMISSION, in consideration of the hereinbefore described undertaking
by the Contractor, agrees as follows:
Sec. 1. The Commission shall reimburse the Contractor exclusively from
u.s. Department of the Interior grant-in-aid funds for historic preservation
(survey and planning) upon the receipt and approval of invoices from the
Contractor as long as the Contractor is in compliance with this Agreement,
up to the total grant sum of $ 15,000 , such payments to be made Ili -moil th 1y
over a period of 12 months for services actually rendered, or if
mutually agreed, in one lump sum up to the total grant sum, upon completion
and approval of all the requirements set forth in this Agreement. The Contractor
shall submit documented reimbursement requests to the Commission and the
Commission will in turn reimburse the Contractor up to one half of the requested
figure. It is further agreed that a sum not to exceed lO% of the total granted
sum will be retained by the Commission until all stipulated materials and
properly documented reimbursement requests are submitted by the Contractor.
Sec. 2. The Commission shall provide the Contractor with photocopies
of all completed survey cards, contact sheets, label sheets, and USGS maps,
unless provision of these materials to the Contractor is part of the responsibili-
ty of the professional staff described in Sec. 7 and is stipulated in the contract
betwee~ that staff and the Contractor.
IT IS FURTIIER AGREED and understood by both parties that:
Sec. 1. All ffi3tcrials publi~lleti, priIltcd, or lJsed for public distribution
funded in whole or in part by the Commission will note on its materials that the
Texas Historical Commission and the U.S. Department of the Interior, National
Park Service, aided in financially assisting this work.
Sec, 2. This Agreement may not be amended by either party without the
written consent of the other party. In special cases, adjustment of the contractual
requirements may be necessary pursuant to recommendations by the National Register
Department with the approval of the Texas Historical Commission.
WITNESS OUR HANDS this
4th
day of September
1981, .
THE TEXAS HISTORICAL COMMISSION
by:
Curtis Tunnell
Executive Director
ATTEST:
CITY OF PARIS, PAl-~I~), TEX/\S
bv: #" 0 ~ /Ji I ,
'm_ _~L~___.
.In _ CLlil:Uil, ~Ll)!())"
H. C. Greene, City (~lerk
APPROVED AS TO FORM:
APPROVED AS TO FOfu~;
by:
T. K. Haynes, Ci~Y Attorney
Assistant Attorney General
NATIONAL
SURVEY
REGISTER
GRANTS
~
.'l~;rr~
'elllL
-'.':--::~D
PRE-APPLICATION ~!ANlIAL
~;.>>~
~/1.=-.~c ;;..;~,~C
!~t~;,';: . :. -::
"i".~"~'......~~
TEXAS HISTORICAL CO~~ISSION
NATIONAL REGISTER DEPARTMENT
P. O. Box 12276
Austin, Texas 78711
(512) 475-3094
ATTACHMENT I
R~viscd December. 1983
~
SURVEY GRANTS
National Register Survey Grants are annually
allocated by the Texas Historical Commission
to assist in the compilation of an inventory of
the State's cultural resources and to provide
basic planning data. These grants are allocated
from the National Register Annual Work Pro-
gram Grant awarded to the State of Texas by
the Department of the Interior. The Texas
Historical Commission, administrator of the
National Register Program in Texas, selects
surveys which will contribute to the State's
Preservation Plan and makes awards in con-
junction with the National Park Service, De-
partment of the Interior.
As with other grants awarded through the Texas
Historical Commission, survey grants must be
matched on a 50.50 basis. Since the funding is
federal in origin, only non-federal monies may
be used as a match, with the exception of
General Revenue Sharing and Community De-
velopment Block Grant monies.
PRE-APPLICATION PROCEDURES
A signed National Register Survey Grant Pre.
Application Form must be submitted to the
Texas Historic31 Commission in order for a
nonprofit organization or governmental entity
to be eligible for a survey grant.
A pre-application for a Survey Grant need not
propose an elaborate project description with a
specific time schedule. The pre-application
should, however, briefly describe the need. the
proposed work, probable professionals, expected
costs with matching capabilities, anticipated
project duration, and any deadlines and specific
schedules the applicant must adhere to. If a
Survey Grant is awarded, a Project Proposal for
specific work' based on a set time schedule will
be required for review and approval prior to
project commencement.
The deadline for receipt of these completed pre~
applications is normally June 1st of each yeu.
GRANT AWARDS
Announcement of the Survey Grant awards
will be made by the Historical Commission as
early as possible in each fj,. "ear, but because
the actual date of this award is dependent upon
federal funding, it may vary from year to year.
Too rigid a time schedule for completion of
projects should therdore not be proposed.
Each grant award is contingent upon submittal
of an acceptable Project Proposal within two
months of the date of announcement. Grant
Awards for those projects failing to submit an
acceptable Project Proposal by this deadline
will automatically revert to the Texas Historical
Commission for reallocation to another worthy
project.
PROJECT PROPOSAL
A detailed description of what is to be accom-
plished with this grant award must be submitted
for the approval of the Texas Historical Commis-
sion prior to project implementation. This
Project Proposal should include:
(I) Description of the existing circumstances
prompting the need for this survey
(2) Proposed scope of work; what can be
expected to be accomplished
(3) Project personnel and their professional
qualifications
(4) Budget Summary and a Detailed Budget
Breakdown and Narrative. A budget narrative
must be submitted with the proposed budget to
explain expenditures, by item. Calculations
justifying all entries should be shown. Identify
all sources of matching funds. Applicants must
match the amount requested with non-federal
cash funds on a 50-50 basis.
NOTE: Cost associated with activities to inilucnce
legis!J.tion pending before the Congress, commonly
referred to as "lobbying," are unallowable as charges to
the National Park Service Historic Preservation Fund.
These grants must conform to provisions of 18 use
1913: "No part of the money appropriated by :lOY
enactment of Congress, may be used directly or in.
directly to pay for :lfiY personal service, advertisement,
telegram, telephone, letter, printed or written matter,
or other device, intended or designed to innuence in any
manner :l Memllcr of COllf'.rcs.), to favor or oppo.';e, by
vote or otherwise, allY k~',L)l;ltion or appropnatioll by
Congress, whether before or after the introduction of
any bill or resolution proposin!: such 1e~,islation or
appropriation: but this sh.l1 not prevent officers or em.
ployees of the United States or its departments or
a~encies from communicating to Members of Con!;Iess
on the request of any Member or to Congress, through
the proper officia.l channels, requests for legislation or
appropnation whi<.:h they ueem necessary for the effi-
cient conduct of the public business."
~
(5) Proposed project start and ,..J dates
(6) Outline of anticipated future phases of
work
(7) Plans for utilization of data gathered in
this phase.
Inquiries concerning availability of funding can
be made at any time, as funds are periodically
realloca ted.
PROFESSIONAL STANDARDS
To insure that appropriate historical, architec-
tural, archeological and cultural properties are
identified for the public benefit through grant-
in-aid assistance, the following minimal profes-
sional standards for historical, architectural, and
archeological documentation have been estab-
lished by PreseIYation Assistance Division,
National Park SeIYice.
*:+< Personnel. Those persons supervising the
SUIYeys must be professionally qualified in
accordance wirh 36 CFR 66 as follows:
Professional Staff Requirements
"In the following definitions, a year of fu1l4time pro4
fessional experience need not consist of a continuous
year of full-time work but may be made up of dis-
continuous periods of full-time or part-time work
adding up to the equivalent of a year of full-time ex-
p erience.
(a) History. The minimum professional qualifications
in history are a graduate degree in history or closely
related field; or a bachelor's degree in history or a
closely related field plus one of the following: (1)
At least two years of full-time experience in research,
writing, teaching, interpretation, or other demonstrable
professional activity with an academic institution, his-
torical organization or agency, museum, or other pro~
fessional institution; or (2) substantial contribution
through research Jnd publication to the body of scholar-
ly knowledge in the field of history.
(b) Archeology. The minimum profession:..il qualifica.
tions in archeology are: (1) a graduate degree in arche-
ology, anthropology. or closely related field, or equi~
valent training accepted for accreditation purposes by
the Society of Professional Archeologists, (2) demon-
strated ability to carry research to completion of theses,
research reports, or similar documents, and (3) at least
16 months of professional experience and/or specialized
training in archeological field, laboratory, or library
research, administration, or management, including ;It
least 4 months experience in archeological field re.
se;:rch and at least one year of experience and/or special-
ized training in the kind of Jc(ivity the indiv1duJ.J
proposes to practi. For example, persons supervising
field archeology SllOUld have at least 1 year or its equi~
valent in field experience and/or specialized field train-
ing, including at least six n10nths in a supervisory role.
Persons engaged to do archival or documentary re.
search should have had at least 1 year experience and/or
specialized training in such work. Archeologists engaged
in regional or agency planning or compliance with his-
toric preservation procedures should have had at least 1
year of experience in work directly pertinent to plan.
ning, compliance actions, etc., and/or specialized historic
preservation or cultural resource management training.
A practitioner of prehistoric archeology should have
had at least 1 year of experience or specialized training
in research concerning archeological resources of the
prehistoric period. A practitioner of historic a"rcheology
should have had at least 1 year of experience in research
concerning archeological resources of the historic period.
Experience in archeological research in the region where
the project will be undertaken is usually desirable.
(c) Architectural History. The minimum professional
qualifications in architectural history are a graduate
degree in architectural history, historic preservation, or
closely related field, with course work in American
architectural history; or a bachelor's degree in architec-
tural history, with a concentration in American architec-
hue; or a bachelor's degree i.n architectural history,
historic preservation, or closely related field plus one of
the following: (1) At least two years full-time experi-
ence in research, writing, or teaching in Americ.:m
history or restoration ;lrchitccturc with an academic
institution, historical organization or Jgency, museum,
or other professional institution; or (2) substantial
contribution through research and publication to the
body of scholarly knowkdge in the field of American
architectural history.
(d) Historic::u Architecture. The minimum professional
qualifications in historical architecture are a professional
degree in architecture or a state license to practice
architecture, plus one of the following: (1) At least 1
year of graduate study in architectural preservation,
American history, preservation planning, or closely
related field and at least 1 year of full-time professional
experience on preservation and restoration projects;
or (2) at least 2 years of full-time professional ex-
perience on preservation and restoration projects.
Experience on preservation and restoration projects
shall include detailed investigations of historic struc.
tures, preparation of historic structures research re-
ports, and preparation of plans and specifications for
preservation projects."
TilE COMPLETED SURVEY
Standard SUIYey documents which are typically
required to be submitted to the Texas Historical
Commission upon completion of the SUIYey are
as follows:
Architecture
(l) Original SUIYey cards, typed. SUIYey forms
to be provided by the Texas Historical Commis-
sion. (See Appendix A.)
(2) Negatives of all inventoried sites with
proper idcntificJtion of ~3ch view. These mJY
be either 4" x S" or 3Smm formal. If 3Smm
fonna t is used, each roll of film must be accom-
panied by two contact sheets and one com.
pleted Photo Index sheet. (See Appendix B),
(3) USGS 7.5' Series maps, with all inventoried
sites clearly identified on the map. Maps to be
provided by the Texas Historical Commission.
(See Appendix C.)
REVIEW AND APPRO V AL OF
THE PROJECT PROPOSAL
Project Proposals should be submitted to the
Texas Historical Commission for review and
approval as soon as feasible so as to expedite the
project and to avoid additional delays due to
deadline backlogs.
A meeting at the offices of the Texas Historical
Commission will be required for all grant reo
cipients. The project supervisor 3nd the grant
recipient's fiscal officer will be required to
attend. The purpose of the meeting is to both
establ1sh survey priorities and a timetable for
completion, and fonnalize a budget and reim.
bursement procedures.
A time and date for the meeting will be arranged
following submittal of the Project Proposal.
Under no circumstances will Project Proposals
be reviewed after the review deadline. No work
should begin prior to receiving from the Texas
Historical Commission a written approvol of the
Project Proposal.
PROJECT L'vlPLEMENTATlQN
A. Project Contract. The contractual agree.
ment (approved by the State Attorney
General) specifying the approximate scope
of work, a timetable for completion and
budgetary COncerns will be prepared by the
Texas Historica! Commission on the bJsis
of the ProJect Proposal and the subsequent
consultations with the grant recipient. The
agreement must be jointly signed by the
Executive Director of the Texas Historical
Commission and the grantee or the Jppro-
priale legal representative prior to com-
mencement of project w'
B. Reimbursement Procedures. Reimburse-
ment can be mauc as a lump sum at the
completion of the project, or periodically
upon receipt of verification of accrued
expenditures. In either case, the request
for reimbursement submitted to the Texas
Historical Commission is to contain:
I. A written request for reimbursement
listing:
a. the number of the request (I st,
2nd, etc.)
b. project period covered
c. costs previouslY reported
d. costs presently listed
2. Verification of the claimed expenses
and proof of payments in accordance
with Federal Management CircularA.87
and OMB A 102. (revised).
C. Project Review. A periudic review will be
made by the Texa~ Histolical Commission,
National Register Department, to monitor
project progress and to assist with ~my diffi-
culties encountered. Additional reviews
may be requested by either party at any
time. Following review, the contract may
be amended if necessary. Amendments
may be necessary if the project is proceed-
ing more rapidly or slowly than anticipa.
ted, and survey work may be added to, or
deleted from, the contract.
D. Project Certification and Final Report.
Twenty-five percent of the grant awards
will be retained by the Commission and
paid upon receipt and certificatiun of the
completed suryey material and a detailed,
documented Final Report. All survey
material will he reviewed within 21 days of
submission to the Texas Historical Commis-
sion, National Register Department. Sur-
vey material may be returned if it is felt
that the suhmitted data is incomplete.
Corrected or amended survey data should
be returned to the Texas Historical Com.
mission for certification and final payment.
E. Fiscal Records. [t will be the responsibility
of the grant recipient to maintain all finan-
cial records (receipts, invoices, and time-
tables) in accordance with Federal Manage-
ment Circular A.87 and OMB A 102 (re-
vised) for a period of three years beyond
the Project End Date.
TEXAS HISTORIC SITES INVENTORY FORM - TEXAS HISTORICAL COMMISSION (rev.8-82l
APPENDIX A
1. County Bosque ~5. USGS Ouad No. 3]97-)42
City/Rural Norse Community L.lli:..--J UTM Sector 14/A7(9)On<;] )77[1
2. NomeJoseph and Anna Olson Farm 6. Date: Factual 1872 E,t.
Address Off of H! 182, 5 miles southeast 7. Architect/Builder Joseph and Jacob Olson
of Cli fton Contractor
3. Owner R. E. Henderson / D. M. McTaggart 8. StylefType Pioneer Norwegian Vernacular
Addr.ss7224 Westover. Waco TX 76710 9. Original U,e Residence
4. Block/Lot Pres.ent Use Vac;}nt
O. Description 2-stOTV stone and wood frame house. Ground-floor is limestone masonrY with wood-
frame attic. Single door entrance with double-hung, six over six lights. One story
porch extends full length of front (south) facade. Lintel over doorway enl'raved "1872".
Detached stone smokehouse. with stone lean-to and cellar st3.nd'; past of main hOl1se.
1. Present Condition Poor - presentlY abandoned, with brokc-:n v.,'indows but st3.ble roof.
2. Significance GooJ example of lJioneer. stone Non'Jeaian farm house. Joseoh and Anna Olson arrived
.-i.n BosQue County in lRSR Tlli<:; lomhin:1i;nn of c:;f"OT1P .1nn woorl ('onC:f"T1Jr-r-lnn;<:; llnirtl1P in
f"hp l-nl1nty hilt nni l1Tlr-nmrnnn in )\!ryr1,{-,;, nn(~p c:prllPc1 'l(~ T:1,~nh nl <'nn'c: "ml!c:pllmIT
Site No.
] )
3. Relationship to Site: Moved
Date
or Original Site
(describe)
4. Bibliography Jacob Olson ~!emoirs 1]1 Bosque 15. Informant R. Radde and Rav Byford.
Countv Huseum 16. Recomer OH/Df-! Date 7-79
PHOTO DATA
B&W 4x5, Slide,
35mm Neg,.
YEAR DRWR ROLL FRME
Them. 8 ! 01 101 I
OESIGNATIONS
TNRIS No. Old THC Code
o RTHL 0 HABS (no.) TEX-
NR: 0 Individual OHistoric District
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NAME:
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RECORDED BY: OH
DATE: ,-74
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TEXAS HI"-f)RIC SITES INVENTORY 35mm PHC -, INDEX
TEXAS HISTORICAL COMMISSION
APPENDIX II
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ATTM;IIN1\NT II
Thursday
September 29, 1983
Part IV
Department of the
Interior
National Park Service
Archeology and Historic Preservation;
Secretary of the Interior's Standards and
Guidelines
44716
Federal Register V
DEPARTMENT OF THE INTERIOR
National Park Service
Archeology and Historic Preservation;
Secretary ot the Interior's Standards
and Guidelines
AGENCY: National Park Service, interior.
ACTION: Notice.
SUMMARY: This notice sets forth the
Secretary of the Interior's Standards and
Guidelines for Archeology and Historic
Preservation. These standards and
guidelines are not regulatory and do not
set or interpret agency policy. They are
intended to provide technical advice
about archeological and historic
preservation activities Hnd mplhod.'l.
DATE; These Standards and Guidelines
are effective on September 29. 1983.
FOR FURTHER INFORMATION CONTACT:
Ulwrence E. Aten. Chief, Interagency
Resources Division. National Park
Servict!r United States Department of the
Interior, Washington, D.C. 20240 (202-
343-95(0). A Directory of Technical
Information listing other sources of
supporting information is available from
the National Park Service.
SUpPLEMENTARY INFORMATION: The
Standards and Guidelines are prepared
under the authority of Sections 101{f),
(8), and (h), and Section 110 of the
National Historic Preservation Act of
1968, 8S amended. State Historic '
Preservation Officers; Federal
Preservation Officers including those of
the Department of Agriculture,
Department of Defense, Smithsonian
Institution and General Services
Administration: the Advisory Council on
Historic Preservation: the National Trust
for Historic Preservation; and other
interested parties were consulted during
the development of the Standards and
Guidelines: additional consultation wiLh
lhe9c agencies will occur as the
Standards and Guidelines are tested
during their first year of use.
Purpose
The proposed Standards and the
philosophy on which they are based
result from nearly twenty years of
intensive preserva.tion activities at the
Federal. State, and local levels.
TIle purposes of the Standards Hl'e:
To organize the information gathered
<thout preservation activities.
To describe results to be achieved by
Federal agencies, States, and others
when planning for the identification.
evaluation. registration and treatment of
dstoric properties.
To integrate the diverse efforts of
nany entities performing historic
48. No. 190 / Thursday, Septl'mlwr 29, 1~)
Notices
preservation into a systrmatic effort to
preserve our nation's culturnl her-itnge.
Uses of the Standards
The following groups or individuals
are encouraged to use these Standards:
Federal agency personnel responsible
for cultural resource management
pursuant 10 Section 110 of the Nationul
Historic Preservation Act, 8S amended,
in areus under Federal jurisdiction. A
separate serie5 of guidelines advising
Federal agencies on their specific
historic preservation activities under
Section '110 is in prepHffllion.
Slate Historic Preservation Offices
reBponsiLle under the National Historic
Preservation Act, as amended, for
m<Jkin~ decisions abollt the preservlltion
oC historic properties in their Sllltes in
accordance with appropriate regulations
and the Historic Preservation Fund
Grants Management Manual. The State
Historic Preservation Offices serve as
the Cocal point for preservation planning
and act as 8 central state-wide
repository of collected information.
Local governments wishing to
establish B comprehensive approach to
the identification, evaluation,
registration and treatment of historic
properties within their jurisdictions.
Other individuals and organizations
needing basic technical standards and
guidelines for historic preservation
activities,
Organization
This material is organized in three
sections: Standards; Guidelines; and
recommended technical sources, cited at
the end of each Bet of guidelines. Users
of this document are expected to consult
the recommended technical sources to
obtain guidance in specific cases.
Review of the Standards and Guidelines
The Secretary of the Interior's
Standards for Rehabilitation have
recently undergone extepsive review
and their guidelines made current after 5
years of field use. Users and other
interested parties are encouraged to
submit written comments on the utility
of these Standards and Guidelines
except for the Rehabilitation Standards
mentioned above. This edition will be
thoroughly reviewed by the National
Park Service (including consultation
with Federal and State agencies), after
the end of its first full year of use and
any necessilry modifications will be
made. Subsequent reviews are
anticipated as needed. Comments
should be senl to Chief. Interagency
Resources Division, National Park
Service. United StH tes Department of the
Interior, V'/ashington, D.C. 20240.
Contents
Stllndilrd~ for Prf'~H'rva'i(Jll Plill1l1il1~
Cuidelinell for Prt~servutiun PlannillH
SlulldardR ror Identification
Cuidtdines for Jdentifir.Htion
Standards for Evuhwtion
Guidelines for EVtl!u<Jlion
Stl:lndards for RcgislfHti(Jn
Guidelines for Re~jstration
Standards for Historical Documentation
Guidelines for Historical Documentation
Standards for Archilectural Clnd Engineeri'!8
Documentation
Guidclinc9 for Architectural ilnJ
Engineering Docllmentation
SIUllll1Hds for ArcheoloHiclJlllocumt'l1tation
Cuidelines ror Arch"ological
lJocumentation
Standards for Historic Preservation Projects
Proff>ssional QLla]ifir;Htion~ Standards
PrcsprvlJlion TI~rlllin{JlllXY
Secretnry of the Interior's Stundards for
Preservation Planning
Preservation planning i8 a process
that organizes preservution activities
(identification, evaluation, registration
and treatment of historic properties) in a
logical sequence. The Standards for
Plsnning discuss the relationship among
these activities while the remaining
activity a-tandnrds consider how each
activity should be carried out. The
Professional Qualifications Standards
discuss the education and experience
required to carry out various activities.
The Standards for Planning outline a
process that determines when an area
should be examined for historic
properties, whether an identified
property is significant. and how a
significant property should be treated.
Preservation planning is based on the
following principles:
-Important historic properties cannot
be replaced if they Brc destroyed.
Preservation planning provides for
conserva tive use of these properties.
preserving them in place and l:Ivoiding
harm when possible and altering or
destroying properties only when
necessary.
-If planning for the preservation of
historic properties is to have positive
effects, it must begin before the
identification of all significant properties
has been completed. To make
responsible decisions about historic
properties, existing information must be
used to the maximum extent und !ll:W
information must be acquired as needed.
-Preservation planning includes
public participation. The planning
process should provide a fomm for open
discussion of preservation issues. Public
involvement is most meaningful when it
Is used to assist in defining values of
properties a.nd preserva.tion planning
issues, rather than when It is jimited to
review of decisions already made. Early
Federal Regis'
and continuing public participation is
essential to the broad acceptance of
preservotion planning dccisillJ1~.
Preservation planning can occur at
lIcverallevels or lIcales: in a project
arel:\; in B community; in II State as l:l
whole; or in the scattered or contiguous
landholdings of a, FederOtligency.
Depending on the scale. the planning
process will involve different segments
of the public and professional
communities and the resulting plans will
vary in detail. For example, a State
preservation p!~n will likely have more
general recommendations than a plan
for fI project erea or 8 communily. The
planning process described in these
StandBrds is flexible enough to be used
at all levels while providing a common
structure which promotes coordination
and minimizes duplication of efforl. The
Guidelines for PreHervation Planning
contain additional information 8bout
how to integrate various levels of
planning.
Standard I. PreselYolion Planning
Establishes liistoric Contexts
Decisions about the identification..
evaluation. registration and treatment of
historic properties are most reliably
made when the relationship of
individual propertiC3 to other similar
properties is underslood. information
about historic properties reprellcntinR
aspects of history. u.rchilccturc.
archeology. engineering and culture
must be collected a.nd organized to
define these relationships.. Thill
organizational framework: is r..aBed II
"historic context." The historic context
organizes information based on B
cultural theme andjts geographical and
chronologicallimils. Contexts desaibe
the significant broad patterns of
development in an area that may be
represented by historic properties. The
development of historic contexts is the
foundation for decisions about
identification. evaluation. registration
and treatment of historic properties.
Standard II. Preservation Plann;ng Uses
Historic Contexts To Develop Goals ond
Priorities for the Identification.
Evaluation. Registration and TTP-atment
of f{istoricProperties
A series of preservcltion goals is
systematically developed for each
historic context to ensure that the range
of properties representing the lmportant
Bspects of each historic context is
identified, evaluated and treated. Then
priorities are set for all goals identified
for each historic context. The goals with
assigned priorities establlshed for each
historic context arc inlq.;rilled to
produce a comprehensive and consistent
set of goo!s and priorities for all historic
I Vol. 48, No. 190 / Thursday, Sepleml'
contexts in the geographical area of a
planning effort. I
The goals for each historic context
mHY change 08 new information
becomes available. The overall set of
goals and priurities ure then altered in
response to the changes in the goula and
priorities for the individual historic
contexts.
Activities undertaken to meet the
goals must be designed to deliver il
usable product within a reasonable
period of time. The scope of the activity
must be defined so the work cun be
completed with available budgeted
program resources.
Standard III. The Results of
Preservation Planning Are Made
A vai/able for Integration Into Broader
Plonning Pron~sses
Preservation of historic properties is
one element of larger planning
processes. Planning results. including
goals and priorities. information about
historic properties. and any planning
documents.. must be transmitted in a
usable form to those responsible for
other plarming activities. Federally
mandated historic preservalion planning
is most successfully integruted into
project man.agement planning ut an
early stage. El&ewhere. this integ.ration
is achieved by making the results of
preservation planning available to other
goverwnental planning boJies and to
private interf~sts whose activities affect
historic properties.
Secretary of th& Interior's Guidelrne'I'J for
Preservation Planning
Introduction
These Guidelines link the Standards
for Preservation Planning with more
specific guidance and technical
information. They desLTibe one
approach to meeting the Standards for
Preservation Planning. Agencies.
organizations or individuals proposing
to approach planning differently may
wish to review their approaches with
the National Park Service,
The Guidelines are organized 8~
follows:
Munagmg thp. Planning Process
Developing ffjgtoric Contexts
Devefoping Cools for 8 Hi!ltorlC Cnntf'x!
InlegrutinR Individulll Hillloric Contexls-
Crefltilll{ tbe Preservation Plan
CoordilHl.tinR with Milnaw~ment Frameworkll
R('cornllu~nJed S.)lJrceg of TechnicllI
lnformution
!-.Ioflaging the Plonning Process
The preservation planning process
mllst include an explicit llpprollch to
irnplemClllil.tiun.1l provision for_revi(!w
and revision of all elements, Hnd a
mech..nism for resolving conflicts within
1.9, 19B3 / Notices
44717
the overall set of preservution goals Bnd
betwecn this st:l of gouts and other lund
u:;(~ phlllnmg goals. It is recommended
that the proCCBS and its products be
described in public documents.
Implvmcnting the Process
The planning process is a continuous
cycle. To establish and maintain such 8.
procell:'!, however. the process must be
divided into manageable segments that
can be performed within a defmed
period. such ll8 a fiscal year or budget
cycle. One means of achieving \hi, is to
define 8 period of time during which all
the preliminary steps in the planning
process will be completed. These
preliminary stepH would include setting
a schedule for subsequent activities.
Review and Revision
Planning is 8 dynamic process. It is
expected that the content of the historic
contexts described in Standard I and the
goals and priorities described in
Standard II will he altered based on
new informa lion obtained 68 planning
procee<:ls. The incorporation of this
information is essential to improTc the
contenl of the plan Rnd to keep it up-Io-
date and u5efuL New information must
be reviewed regularly und
systematicnlly. Hnd the pllln revised
accordingly.
Public PorlicipalioIJ
The SUCC~5 of the preservation
planning proce8~ depend. on how well it
solicits Bnd intcgmtes the yiew~ of
various groups. The planning procc.ss is
directed first toward. resolving conflicts
in goals for historic preservation. and
second toward n:solving conflicts
between histone preservation goals and
other land-use piarming goals. Public
participation is intergral to thi.
approJch and includes at least the
following actions:
1. Involving historians, architectural
historians. archt'ologists. historical
architects, folklorists and persona from
related discipliTIt~ 10 define, review Bnd
revise the historiC contexts, goals Dod
priorities;
2. InvolvinH" !Tl1prestcd individuals,
oq;~anizati()ns Wllj communities in the
p!anninK urea ii' identifyi.ng the kinds of
historic proper! ".0.; that mny exist and
suitable proteCTive measures;
3. Involvinx ;'1 \hpedive users of the
pr~servation pid.1 in defining issucs.
goals and prior:! i '~s;
4. ProvidinR ["f coordination with
oHwr plllnninx I ;'Ilrts at local. stah:.
regional and n,j!'dl\,d levels, all<
nppropriate; Bnd
....~,.,.,.,..;"._...,.._.,~,..
44716
Federal Registor / " ' 48. No. 190 I Thursday, September 29
-_._----~~-_._~_._-_._-
5. Creating mechanisms for identifying
and resolving connicts about historic
preservation issues.
The development of historic contexts,
for example. should be based on the
professional input of all disciplines
involved in preservation and not be.
limited to a single discipline. For
prehistoric archeology, for example,
data from fields such as geology,
geomorphology and geography may also
be needed. The individuals and
organizations to be invofved will
depend, in part, on those present or
interested in the plunning area.
Documents Resulting from the Planning
Process
In most cases, the planning process
produces documents thai explain how
th{~ process works und lhut discuss the
historic contexts and related goals and
priorities. vVhile the process can operate
ill the absence of these documents,
planning documents are important
because they are the most effective
means of communicating the process
and its recommendations to others.
Planning documents also record
decisions about historic properties.
As various parts of the planning
process are reviewed and revised to
n~nect current information, related
documents must also be updated.
Planning documents should be created
in a form that can be easily revised. It is
also recommended that the format.
language and organization of any
documents or other materials (visulll
aids, etc.) containing preservation
planning informalhn meet the needs of
prospective users.
Developing Historic Contexts
General Approach
Available informati.m about historic
properties must be divided into
manageable units before it can be useful
for planning purposes, Major decisions
about identifying, evaluating, registering
and trealing historic properties are most
reliably made in the contt-xt of other
related properties. A historic context is
an organizational forma! thut groups
information about related historic
properties. based on a theme,
geographic limits and chronological
period. A single historic context
describes one or more aspects of the
historic development of an area.
considering history, architecture,
Hrcheology. engineering and culture: and
identifies the significant-patterns that
individual historic properties represenl,
for example, Coal Mining in
Northeastern Pennsylvania between
1800 and 1930. A set of historic contexts
13 / Notices
-----,.-----., .,-- ------~..
is a comprehensive summary of 1111
ilspects of the history of the area.
The historic context is the cornerstone
of the planning process. The g01l1 of
preservation plunning is to identify,
evaluate, register and treat the full range
of properties representing each historic
context, rather than only one or two
Iypes of properties. Identification
Activities are organized to ensure that
research and survey activities include
properties representing all aspects of the
historic context. Evaluation llses the
historic context 8S the framework within
which to apply the criteria for evalution
to specific properties or property types.
Decisions about treatment of properties
are made with the goal of treating the
range of properties in the context. The
use of historic contexts in organizing
mnjor pre.'H'rvulioll ilctivi'ie~ enflllrc~
that those activities result in the
preservation of the wide variety of
properties that represent our history,
rather than only a small. biased sample
of properties.
Historic contexls. as theoretical
constructs, are linked to actual historic
properties through the concept of
property type. Property types permit the
development of plans for identification.
evaluation find treatment even in the
absence of complete knowledge of
individual properties. Like the historic
conlext. property types Me artifical
constructs which may be revised as
necessary.
Historic contexts cun be developed at
a variety of scales appropriate for local.
State Hnd regional planning. Given the
probaoility of historic contexts
overlapping in an area, it is important to
coordinate the development and use of
contexts at all levels. Generally. the
State Histonc Preservation Office
possesses the most complete body of
information about historic properties
and. in practice, is in the best position to
perform this function.
The development of historic contexts
generally results in documents that
describe the prehistoric processes or
paltnTls that define'the context. Each of
the contexts selected should be
developed to the point of identifying
important property types to be useful in
later preservation decision-making. The
amount of detail included in these
summaries will vary depending on the
level (local. state, regional. or national)
at which the contexts are dp.veloped and
on their intended uses. For most
planning purposes, a synopsis of the
written description of the historic
context is sufficient.
Creating a Historic Context
Generally. historic contexts should
not be constructed 50 broadly as to
include liB property typc.'i under u single
historic context or so narrowly ilS to
contain only one property type per
historic context. The following
procedures should be followed in
creating a historic con'text.
1. IdentJfy the concept. time period and
gcographicollimits for the historic
context
Exi5ting information. concepts.
theories, models and d(~tlcriptions should
be lIsed HS the bu!>is for defining historic
contexts. Biases in primuiy and
secondary sources should be identified
and accounted for when existing
information is used in defining historic
contexts.
The identification and description of
hi~t()ric context!> HhuuJd illcorpor:de
contributions from all disciplines
involved in historic preservation. The
chronological p;;riod and geographical
<Hea of each historic context !>hould be
ddined nfter the conceptuul basig is
established. However. there may be
exceptions, especially in defining
prehistoric contexts where drainage
systems or physiographic regions often
are outlined first. The geographical
boundaries for historic contexts f1hould
not be based upon contemporary
political. project or other contemporary
boundaries if those boundaries do not
coincide with historical boundaries. For
example. boundaries for prehistoric
contexts will have little relationship to
contemporary city. county or state
boundaries.
2. Assemble the existing information
about the historic context
a. Collecting information: Several
kinds of information are needed to
construct 8 preservation plan.
Information about the history of the area
encompassed by t.he historic' context
must be collected. including any
information about historic properties
that have already been identified.
Existing surveyor inventory entries <:tre
lIn important source of information
about historic properties. Other sources
mny include literature on prehistory.
history, architecture and the
environment: social and environmf:nlal
impact assessments: county and Stale
land use plans: architectural Hno folklife
studies and oral histories: ethnoBfaphic
research: Slate historic invcntoric.'l Hnd
registers: technical reports prepl;ued for
Section 106 or other assessments of
historic properties; and and direct
consultation with individuals and
organized groups.
In addition, organizations and groups
that may have important roles in
defining historic contexts and values
Federal Register I Vol. 48. No. 190 I Thursday, September 29, 1983 I Notices
should be identified. In most ca~....) a
range of knowlegeable professionals
drClwn from the preservation. rlanning
lllld llcadl~rl1ic COll1rnlll\ilil'~ wdl be-
available to-assist in defining contexts
and in identif,y'ing sources of
information. In other cases, however,
development of historic contexts may
occur in areas whose history or
prehistory has not been extensively
studied. In these situations, broad
general historic contexts should be
initially identified using available
literature and expertise. with the
expectation that the contexts will be
revised and subdivided in the future as
primary source research and field
survey are conducted. It is also
important to identify such sources of
information as existing planning da la,
which is needed to establish goals for
identification, evaluation, and
treatment. and to identify factors that
will affect attainment of those goals.
The same approach for obtaining
information is not necessarily desirable
for aU historic contexts. Information
should not be gathered without first
cons\dering its relative importance to
the historic context. the cost and time
invo'lved, and the expertise required to
(,ht.lin it. In many c<J~cs. for example.
published sources may be used in
writing initial definitions of historic
contexts; archival research or field work
may be needed for subsequent activities.
b. Assessing information: All
information should be reviewed to
identify bias in historic perspective,
methodological approach, or area of
coverage, For exampl~, field surveys for
archeological sites may have ignored
historic archelolgical sites, or county
land use plans may have emphasized
only development goals,
3. Synthesize information
The information collection and
analysis results in a written narrative of
the historic context. This narrative
provides a detailed synthesis of the data
that have been collected and analyzed.
The narrative covers the history of the
atea from the chosen perspective and
identifies important patterns, events,
persons or culfurnl values. In the
process of identifying the important
patterns, one should consider:
<l. Trends in areA settlement and
uevelopment, if relevant:
b. Aesthetic and nrtistic valtlc~
embodied in architecture. construction
technology or craftsmanship:
c. Research values or problems
relevant to the historic context; social
Rnd physical sciences and humanities:
Bnd cultural interests of loc.al
communities; and
d. Intangible cultur.d values of ethnl~
groups and native American peoples.
4. Dt'fin/.' I'mpl'rfy tYliI's
A projJl~rty type is Ii grouping of
individual properties bused un shared
physical or associative characteristics,
Property types link the ideas
incorporated in the theoretical historic
context with actual historic pruperties
that illustrate those ideas. Property
types defined for each historic context
should be directly related to the
conceptual basis of the historic context.
Property Iypes defined for the hi~toric
context "Coal r-.lining in Northeastern
Pennsylvania. 1860--1930" might include
coal extraction and processing
.complexes: railroad and canal
transportation systems: ccmmercial
districts; mine workers' housing;
churches, social clubs and other
community facilities reflecting the ethnic
origins of workers: and residenct~s and
other properties associated with mine
owners and other industrialists.
a. IdentIfy property types: The
narrative should discuss the kinds of
properties expected within the
geographical limits of the context and
group them into those properly types
most llseful in rcpresCllting important
historic trends.
Generally. property types should be
deEned after the historic context has
been defIned, Property types in common
usage ("Queen Anne houses," "mill
buildings," or "stratified sites") should
110t be adopted without firsl verifying
their relevance to the historic contexts
bein::l used.
b. Characterize the ]o(:(Jlionof
patterns of property types:
Generalizations about where particular
types of properties are likely to be found
can serve as a guide for identification
and treatment. Generalizations about
the distribution of archeological
propert.ies are frequently used. The
distribution of other historic properties
often can be estimated based on
recognizable historical. environmental
or culturul factors that determined their
location, Locational patterns of property
types should be based upon models that
have on explicit theoretical or historical
basis and cilh be tested in the field. The
model may be the product of historical
research and analY:Jis ("Prior to
widespread use of stearn puwn. mills
were located un rivers and streams uole
to produce water power" or "plantiltion
houses in the Mississippi nJack Delt
were located on sandy clay knulls"). or
it may result from sampling techniques.
Often the results of statistically valid
sample surveys can be used to describe
the locationai patterns of a
repre!lentative portion of prope~tie8
44719
belonging to a particular property type.
Other surveys can also provide a basis
for .';lJgRe~.lin1<': loeational piltlCrtl:l: if a
div(:r;iity of histuric propertie:J was
recorded and n variety of environmental
zone:') was inspected, It i~ likely that the
identification of lacational patterns will
come from a combination of these
sources. Expected or predicted
IDeational pallerns of property types.
should be developed with a provisiun
maue for their verification.
c. Churocferize the current condition
of property types: The expected
condition of property types should be
evaluated to assist in the development
of identification, evaluation and
treatment strategies, and to help define
physical integrity thresholds for various
property types, The following should be
assessed for each proIJf:~rty type:
(1) Inherent characteristics of a
property type that either contribute to or
detract from its physical preservation,
For example. a property type commonly
constructed of fragile materials is more
likely to be deteriorated than 8 property
type constructed of durable materials-;
structures whose historic function or
design limits the potential for alterna.tive
uses (water towers} are less likely to be
reused than structures whose design
allows a wider variety of other uses
(commercial buildings or warehouses).
(2J Aspects of the social and natural
environment that may affect the
preservation or visibility of the property
lype. Fur example, cornrnunily values
placed on certain types of properties
(churches. historic cemeteries) may
result in their maintenance while the
need to reuse valuable materials may
stimulate the disappearance of
properties like abandoned houses and
barns,
H may be most efficient to estimate of
the condition of property types based on
professional knowledge of existing
properties and field test the'le estimates
using a small sample of properties
representative of each type,
5. IdentIfy information needs
Filling gaps in information is an
important element of the preservation
plnn designed for each historic context.
Statements of the information needed
should be as specific as possible,
focusin;.: on lhe information need(~d. the
historic context lJnd property types it
upplies to, ilml why the information is
needed to perform identification, .
evaluation, or treatment activities.
Developing Goals for a Historic Context
Developing Coals
A goal is a statement of preferred
preservation activities. whicb is
-~~y,'.
. ){,;~:;t2!:~'?
. ."-_"--',.-__..,.4.._;;.:,"_,""".,,, "...<OrJ...:...-... _.,,_ _.-~. .......;.:..~:.::'._~
4-1720
Federal Regisler
Vol. 48, No, 19b / Thursday, Septembe "9, 1983 / Notices
senerally stated in ~erms of properly
types,
The purpose of establishing
preservation goals is to set forth a "best
case" version of how properties in the
historic context should be identified,
evaluated, registered and treated.
Preservation goals should be oriented
toward the greatest possible protection
of properties in the historic context and
should be based on the principle that
properties should be preserved in place
if possible, through affirmative
treatments like rehabilitation.
stabilization or restoration. Generally.
goals will be specific to the historic
context and will often be phrased in
terms of property types. Some of these
goals will be related to information
needs previously id(~ntified for the
historic context. Collectively, the goals
for a historic context should be H
coherent statement of program direction
covering all aspects of the context.
For each goal. a statement should be
prepared identifying:
1. The goal. including the context and
property types to which the goal applies
and the geographical area in which they
are located;
2, The activities required to achieve
the goal;
3. The most appropriate methods or
strategies for carrying out the activities;
4. A schedule within which the
activities should be completed; and
5, The amount of effort required to
accomplish the goal. as well as 8 way to
evaluate progress toward its
accomplishment.
Setting priorities for gools
Once goals have been developed they
Tll'l'd (0 be ranked in importance.
Hanking involves examining each goal
in light of a number of factors.
1. Genera! social. economic, political
and environmental conditions and
trends affecting (positiVfdy and
negatively} the identification,
evalu3tion. registration and treatment of
property types in the historic context.
Some property types in the historic
context may be more directly threatened
by deterioration, land development
patterns, contemporary use patterns, or
public perceptions of their value, and
such property types should be given
priority considera tion.
2. Major cost or technical
considerations affecting the
identification. evaluation and treatment
of property types in the historic context.
The identification or treatment of
Some property types m{jY be technically
possible but the cost prohibitive; or
techniques may not currently perfected
(for example, the identification of
submerged sites or objects. or the
evaluation of sites containing material
for which dating techniques are still
being developed).
3. IdentificDtion. evaluation,
registration and treatment activities
previously cnrried out for property type!>
in the historic context.
If a number of properties representing
one aspect of a historic context have
been recorded or preserved, treatment
of additional members of that property
type may receive lower priority than
treatment of a property type for which
no examples have yet been recorded or
preserved. This approach ensures that
the focus of recording or preserving all
elements of ths historic context is
retained. rather than limiting activities
to preserving properties representing
only some aspects of the context.
The result of considering the goals in
light of these concerns will be a list of
refined goals ranked in order of priority.
Integrating Individual Contexts-
Creating the Preservation Plan
When historic contexts overlap
geographically. competinH goals and
priorities must be integrated for
effective preservation planning. The
ranking of goals for each historic
context must be reconciled to ensure
that recommendations for one context
do not contradict those for another. This
important step results in an overall set
of priorities for several historic contexts
and a list of the activities to be
performed to achieve the ranked goals.
When applied to a specific geographical
area, this is the preservation plan for
that area.
It is expected that in many instnnces
historic context.'! will overbp
,1.wographicaJly. Overlllpping contexts
are likely to Occur in two
combinations-those that were defined
at the same scale (Le., textile
development in Smith town H150-1B10
and Civil Wllr in Srnithtown HJ55-11)70)
and those defined at different scales
(i.e., Civil War in Srnithtown dnd Civil
\-Var in the Shenandoah Valley). The
contexts may share the same property
types. although the shared properly
types will probably have different levels
of importance. or they may group the
same properties into different property
types. reflecting either a different scale
of analysis or a different historical
perspective.
As previously noted. many of the
goals that the formulated for a historic
context will focus on the property types
defined for that context. Thus it is
critical that the integration of goals
include the explicit consideration of the
potential for shared property type
membership by Individual properties.
For example, when the same property
.,,, .... . . "~'-'
types are llsed by two contexts.
reconciling tbe goals will require
weighing the level of importance
assigned to each property type. The
degree to which integration of historic
contexts mllst involve reconciling
property types may be limited by the
coordinated development of historic
contexts used at various levels.
Integration with Management
Frameworks
Preservation goals and priorities are
adapted to land units through
integration with other planning
concerns. This integration must involve
the resolution of conflicts that arise
when competing resources occupy the
SHme land b3se. Successful resolution of
these conflicts can often be achieved
through judicious combination of
inventory, evaluation and treatment
activities, Since historic properties are
irreplaceable, these activities should be
heavily weighted to discourage the
de!'>truction of significant properties and
to be compatible with the primary land
use.
Recommended Sources of Technical
Information
Resource Protection Planning Process.
Slate and Plans Grants Division. 1980.
Washington, D.C. Available from Survey and
Planning Branch. Interogency Resources
Division. National Park Service, Department
of the Interior. Washington. D.C. 20240.
Outlines a step.by,slep upproach to
implementing the resource protection
plunning process.
llvsource Protection Planning Process Cose
Studies. Available from Survey and PlanninR
Branch. Intl'raRency Resollfces Division.
Naliorlal Purk Service, lJepartmenl oE the
Interior. Washington. D.C. 20240. Reports
prepared by State Historic Preservation
Offices and other using the planning process.
Plollning Theory. Andreas Faludi. 1980.
Oxford: Pergumon Pre&~. Constructs a model
of plunning using concepts borroweJ from
general gyslems theory.
SECRETARY OF THE INTERIOR'S
STANDARDS FOR IDENTIFICATION
Identification activities are
undertaken to gather information about
historic properties in an Hrca. The scope
of these activities will d[~pend on:
existing knowledge about properties;
goals for survey activities developed in
the planning process: and current
management needs.
Standard I. Identification of Historic
Properties /s Undertaken to the Degree
Required To Make Decisions
Archival research and survey
activities should be designed to gather
the information necessary to achieve
defined preservation goals. The
..- .....,.-~.~.,. ~..;:. .;.. .....r':......;,.::;:;<O;'>,~....~ .I.~.
j".~
~_,~'"._,~J,ji!~,
Federal Register / Vul. 411, Nu. 190 / Thursday, September 29, 19U3 / Nulices
44721
objectives. chosen methods anc.
techniques, and expected results of the
identification activities are specified in
1.1 rescllrch design. These activities may
include archival research and other
techniques 10 develop historic contexts,
sampling an area to gain a broad
understanding of the kinds of properties
it contains, or examining every property
in an area as a basis for property
specific decisions, 'Where possible, use
of quantitative methods is important
because it can produce an estimate,
whose reliability may be assessed, of
the kinds of historic properties that may
be present in the studied area.
Identification activities should use a
search proceclclrc consistent with the
!l\dflngement t1e{-~ds for information and
the character of the area to be
investigated. Careful selection of
melhods. techniques and level of dct<lil
is necessary so that the gathered
information will provide a sound basis
for making decisions.
Standard J1. Results of IdentJfication
Activities are Integrated Into the
Preservation Plonning Process
Results of identification activities are
reviewed for their effects on previous
planning data. Archival research or field
survey may refine the understanding of
one or more historic contexts and may
alter the need for additional surveyor
study of particular property types.
Incorporation of the results of these
activities into the planning process is
necessary to ensure that the planning
process is always based on the best
available information.
Stondord Ill. Identificotion Activities
Include Expiicit Procedures for Record-
Keeping and Inforlllatioll Distribution
Information gathered in identification
activities is useful in other preservation
planning activities only when it is
systematically gathered Hnd recorded.
and made available to those responsible
for preservation planning. The results of
identification activities should be
reported in a format that summarizes
the design and methods of the survey.
provides a basis for others to review the
results, and states \vhere information on
identified propl~rties is maintained.
However, 'sensitive information. like the
location of fragile resources, must be
safeguarded from general public
distribution.
Secretary of the interior's GuideJi.~es for
Identification
Introduction
/
These Guidelines link the Standards
for Identification with more specific
guidance and technicul information. The
Guidelines outline one approach to mL
the Standards for Identification,
Agencif!9. organiwtinns Bnd individuals
proposing to upprouch identification
differently may wish to review their
approaches "vith the National Park
Service.
The Guidelines are organized as
follows:
Role of Identiiicatiun in the Plannill~
Process
Performing Identification
Integrating Identification Results
Reporting lrlentificalion RI'f1ulls
Recommended Sources of Technical
Information
Role of Idt>!1tJficolion iIl the FInnnin:<
Pro(:ess
Identification is undertaken for lhe
purpose of locating historic properties
lind is composed of a number of
activities which include. uut are not
limited to archival research, informant
interviews, field survey and analysis.
Combinations of these activities mav be
selected and appropriate levels of effort
assigned to produce a flexible series of
options. Generally identification
activities will have multiple objectives,
reflecting complex management needs.
Wilhin a comprehensive planning
process. identification is normally
undertaken to acquire property-specific
information needed to refine a particular
historic context or to develop any new
historic contexts. (See the Guidelines for
Preservation Planning for discussion of
information gathering to c~tilblish plans
and to develop historic contexts.) The
result.9 of identification activities are
then integrated into the planr.ing
pr()ces~ ~o tllil! subsl~qllcnt Hctivilies tire
based on the most up-to-date
informRtion. Identifir:ation activities Hrc
also undertAken in the ilb!-H~nce of u
comprehensive planning process, mo~t
frequently as part of a specific bnd-use
or development project. Even lacking a
formally developed prc~el'vati()n
planning proCf~SS. the benefits of
efficent. goal-directed research may be
obtained by the development of
localized historic contexts. suitable in
scale for the prnject area. as part of the
background research which customarily
occurs before field SUrV(lY efforts.
Performing IdentIfication
Research D{~sign
Identification activities arc essentially
l"f~seHrch activities for which a statement
of objectives or research design should
be prepdred bdale work is performed.
'YVilhin the framework of a
comprehensive planning process. the
research desi;;.;n provides a vehicle for
inte~raling the vHrious activities
periormed during the identification
process and for linking those activities
directly to the goals and the historic
contcxt(sJ for wbich those goal!'! were
defined. The research deHign stipulates
the logical integration of historic
contcxt(s) unci field unci laboratory
methodology. Although these tasks may
be performed individually. they will not
contribute lO the greatest extent
possible in increasing information on the
historic contexl unless they relate to the
defined goals and to each other.
Additionally, the research design
provides a focus for the integration of
interdisciplinary information. II ensures
that the linkages betvveCll speciHliz{~d
uctivitics me real. logical and uddreHs
the defined re!:iP<lrch quc!>tions.
Identification iJctivilics should be guided
by the research design and the results
uiscussed in tbose terms. (See Reporting
Identification Results)
The research design should include
the following:
1, Objectives of the identification
activities. For example: to characterize
the range of historic properties in a
region; Lo identify the number of
properties associated with a context: to
gather information to determine which
properties in an area are significant.
The statement of objectives should
refer to current knowledge about the
historic contexts or property types,
bused on background research or
BsseS!'!ments of previous research. It
should clearly ddine the physical extent
uf the area to be investigated and the
amount and kinds of information to be
gathered about properties in the area.
2. fvIelhods to be llsed \0 obtuin the
information. For example: archival
research or field survey. Research
methods should be c:lcl:Irly and
specifically related to research
problems.
Archival research or survey methods
should be carefully explained so that
others using the gathereu information
can understand how the information
was obtained and what its possible
limitations or biases arc,
The methods should be compatible.
with the past and present environmental
character of the geographicul area under
study Hnd the kinds of properties most
likely to be presen! in the area.
3. The expected results dnd the
reasons for those expeclions.
Expectation3 about the kind. number.
location, character and condition of
historic properties are generally blised
on a combination of background
research. proposed hypotheses. und
analogy to the kinds uf propertie!
known to exist in areas of similar
environment or history.
,
.
44722
Federal Register / Vol. 48, No. 190 / Thursday, Septcmb
Archival Research
Archival or background research i9
generally underti.Jken prior to any field
survey. \Vhere identification is
under"token 8S par! of a comprehensive
planning process, background research
may have taken place as part of the
development of the historic contexts
(see the Guidelines for Preservation
Planning). In the absence of previously
developed historic contexts. archival
research should address specific issues
and topics. It should not duplicate
previous work. Sources should include.
but not be limited to, historical maps,
atlases, tax records, photographs.
ethnographieg, folklife documentation,
oral histories and other studies, as well
as standard historical reference works,
as appropriate for the research problem.
(See the Guidelines fur Hi~torical
Documentation for additional .
discussion.)
Field Survey
The variety of field survey techniques
available, in combination with the
varying levels of effort that may be
assigned. give great flexibility to
implementing field surveys. It is
important that the selection of field
survey techniques and level of effort be
responsive to the management needs
and preservation goals that direct the
survey effort.
Survey techniques may be loosely
grouped into two categories, according
to their results. First are the techniq1Jes
that result in the characterization of a
region's historic properties. Such
techniques might include "windshield"
or walk-over surveys, with perhaps a
limited use of sub-surface survey. For
purposes of these Guidelines, this kind
of survey is lermed a "reconnaissance."
The second category of survey
techniques is those that permit the
identification and description of specific
historic properties in an area; this kind
of survey effort is termed "intensive."
the terms "rcconnaissancc'. and
"intensive" are sometimes defined to
mean particular survey techniques,
1-~eneral1y with regard to prehistoric
sites. The use of the terms here is
~eneral and is not intended to redefine
the lerms as they are Ilsed elsp.where.
Reconnaissance survey might be mosl
profitably employed when gathering
(Lita to refine a df'veloppd hi:-;tnric
context~such as checking on the
presence or absence of expected
property types. to define specific
property types or to estimate the
distribution of historic properties in an
area: The results of regional
chClracterization activities provide a
t;<-,neral understanding of the historic
properties in fl particular area and
permit mHnil~ement dcr.isi()n~ thnl
consider the sensitivity of the area in
tcrm~ of historic preservation conr.erns
and lhe resulting implications for future
land use planning. The data should
allow the formulation of estimates of the
necessity, type and cost of further
identification work and the setting of
priorities for the individual tasks
involved. In most cases, areas surveyed
in this way will require resurvey if more
complete information is needed about
specific properties.
A reconnaissance survey should
document:
1. The kinds of properties looked for;
2. The boundaries of the area
surveyed;
3. The method of sllfvcy. including the
[~xtent of survey r.o\'eruge;
4. The kinds of historic properties
present in the surveyed area;
5. Specific properties thaI were
identified, and the catexories of
information collected; Hnd
6. Places examined that did not
contain histonc properties.
Intensive slIrvey is most useful when
it is necessary to know pr-ecise!y what
historic properties exist in a given area
or \-vhen information sufficient for later
eVl::duation and treatment decisions i.'l
needed on individual historic properties.
Intensive survey describes the
distribution of properties in an areH;
determines the number. location, and
condition of properties; determines the
types of properties 'H:!udlly pre.'lcnt
within the area; permits classification of
individual properties: Bnd records the
physical extent of specific_ properties.
An intensive survey should document:
1. The kinds of properties looked for;
z.. The boundaries of the area
surveyed;
3. The method of survey, including an
estimate of the extent of survey
coverage;
4. A record of the precise location of
<ill properties identified; Imd
5. Information on the appearance,
significnnce, integrity and boundafi{~s of
each property sufficient to permit an
evaluHtion of its signific,ll1cc.
Sampling
Reconnaissance or intensive survey
methods may be employed according to
H ,<;amplinr: prncedu!'I' to "',Imine k'~~l.
than-the-tul,d project or p!;lnnlllr: area.
Sumpling can be effectiv~ when
several locations are being considt,reu
for an undert:\king or when it is
desirable to estimate the cultur,d
resources of an area. In many cases,
especially where large lnnd areas are
involved. 8umpling eln he done in
stages. in thiS HpPTOJch, the results of
'~9, 1983 / Notices
the lndiallarge area survey are uSI:d 10
structure succcssivtdy smaller, more
detailed surveys. This "nesting"
approach is an efficient technique since
it enables characterization of both large
and small areas with reduced effort. As
with all investigative techniques, such
pror.edures should be designed to permit
an independent assessment of results.
Various types of sample surveys can
be conducted, inciuding. but not limited
.to: random, stratified and systematic.
Selection of sample type should be
guided by the problem the survey is
expected to solve, the nature of the
expected properties and the nature of
the area to be surveyed.
Sample surveys may provide data to
cRtimate frequencie~ of properties und
tYP{~g of properties within a specified
area at various confidence levels.
Selection of confidence levels should be
based upon the nature of Ihe problem
the Sample survey i!"; designed to
address.
Predictive modeling is an application
of basic sampling techniques that
projects or extrapolates the number.
cl,lsse:; find frequencies of properties in
unsurveyed areas based on those found
in surveyed areas. Predictive modeling
can he an effective tool during the eurly
stages of planning an undertaking, for
targeting field survey and for other
management purposes. However, the
accuracy of the model mwit be verified;
predictions should be r.onfirmed tflfotlgh
field testing and the model redeSigned
find retested if necessHry.
Special survey techniques
Special survey techniques may be
needed in certain situations.
Remote sensing techniques may be
the most effective way to gather
background environmental data, plan
more detailed field investigations,
discover certain classes of properties,
mil!> sites. locate and confirm thf~
presence of predicted sites. and define
fcatlll'cs within properties. Remote
sensing techniques include /Jerial.
subsurface and underwatpr techniqIH~<;
Ordinarily the results of remote sensinr:
should be verified through independent
field inspection before ma"ing any
evaluation or statement regarding
frequencies or types of properties.
1",'li':;n:t/ll,~;' IIJenti(iculiollllesllJts
The results of identification efforts
must be integrated into the planning
process so that plannIng decisions are
b,lsed on the best available informallon.
The new informantion is first assessed
;;gainst tile objectives of the
identification effort to Jetermme
whether the Blithered informatlon meets
'.,
.1..
Federal Register / Vol. 48, No. j9(] / Thursday, September 29, 19113 / Notices
44723
the defined identification goaL the
historic context(s); then the goals are
adjusted accordingly. In addition, the
historic context narr<1tive. the definition
of properly types and the planning goals
fur evaluation and treatment are all
adjusted as nccessllry to accommodate
the new data.
Reporting JdentJfication Results'
Reporting of the results of
identification activities should begin
with the statement of obfectives
prepared before undertaking the survey.
The report should respond to each of the
major points documenting:
1. Objectives;
2. Area researched or surveyed:
3. Research design or statement of
objectives:
4. Methods used, including the
intensity of coverage. If the methods
differ from those outlined in the
statement of objectives, the reasons
should be explained.
5. Results: how the results met the
objectives; result analysis. implications
and recomrnedations: where the
compiled information is located,
A summary of the survey results
should be available for examination and
distribution. Identified properties should
then be evuluated for possible inclusion
in appropriate inventories,
Protection of information about
archeological $itcs or other properties
that may be threatened by
dissemination of that information is
nece~sary. These may include frngile
archeological properties or properties
such as religious sites. structures. or
oujects, whose cultural value would be
compromised by public knowledge of
the property's location.
Recommended Sources of Technical
Information
The Archeolog..JcaJ Survey: Methods and
Uses. Thomas F. King. Interagency
Archeological ServicelJ, U,S. Department of
the Interior, 197ft Washington, D,C. Available
throu~h the ~t1perintendenl of Documents,
U.s. Government Printing Office,
Washmglon. D.C. 20402.. GPO slock number
024-{J1!}-(X)()91. Written primarily for the non.
archeologist. this publication presents
methods and objectives [or archeological
sur....eys.
CIlI/ural ResulIrces Evalua/ion of the
Northern Culf of Mexico ContineJ/tal Shelf
National Park Service, U.S. Department of the
Interior. 1977.
Guidelines for Lacal SlIryeys: A BO!Ji!J for
Preservotion PJanning. Anne Derry, H. Ward
Jandt. Carol Shul! and Jan Thorman. N.ationa1
Re!':ister Uivis~n. V.s.. GeparttlJent of the
Interior. 1978. Washin!':ton. D.C. Available
lhrou~h the Supef'intendenl of Documents.
U.S. Government Printing Office.
WHshinJ.\ton. U.c. Zu4Q2. GPO stock number
024-(111)-.{)()a9--7. Ccncrnl guidllru.:e about
designing and carrying out corrununily
surveys.
The Process of Field Research: Final
Report on tlu' Blue Rir~~e Parkway F()lklirl~
Pm/I'd. Aml'ric!ln Folklif~ Cl'nter.l~lll1.
Regionul .':;ampIi1l8 ill Archeology. David
Hurst Thomas, University of California.
Archl~()l()!<icHI Survey Annull~ Report. lUilu.-9,
11:117-100.
Remote Sensing: A Handbook for
Archeologists and Cultural Resource
Managers. Thomas R. Lyona and Thomas
Eugene Avery. Cultural Resource
Mflnagemcnl Division. National Park Service,
U.S. Department of the Interior. 1977.
Remote Sensing and Noo-Destructive
Archeology. .nlOmas R. Lyons and James L.
Ebert. editors. Remote. Scnlling Division,
Southwest Cultural Resources Center,
National Park Service. U.S. Department of thli:!
Interior and University of New Mexico. HU8.
Remote Sensing Experiments in Cultural
Resource Studies: Non-Deslmctive Methods
of Archeological Exploration, Survey aIld
Anaiysis. Thomas R. Lyons. assembler.
reports of the Chaco Center, Number One.
National Park Service. U.S. Department of the
Interior nnd University of New Mexico. 197ft
Sampling in Archeology. Jame~ W. Mueller,
editor. University of Arizona Press, 1975.
Tucson. Arizona.
Scholars as Contractors. Willi!2m J. Mayer-
Oakes and Alice W. Portnoy, editorB.
Cultuml Resource Management StudieB. U.s..
Dep:utment of the Interior. 1979.
SerlifT){-,flfary .'-;fl!(!ips of Pn!historic
Arr:heological Sites. Sherwood Cagliano,
Chur]e~ Pearson, Richard Weinstein. Diana
Wiseman, and Christopher McClendon.
Division of Slllte Plans Iind Crunts. Nutiooal
Park Service. U.S. Department of thp. Interior,
1982. Wushinglon. D.C. Available from
COliS tal Environrnelils Inc.. IZHO M,lin Strtct.
BHtun Ruu,l\c, Louisiana 7tH30L Eslllblis.ht~8
and evaluRtes a method for employing
sedimentological analysis in distinguishiog
site Areas from non-site areas when
id-enlifyinH submerged archeological sites on
the continental shelf.
Stute Survey Farms. Available [rom
Interagency Resoorce Management Division,.
National Park Service. Depa-rtmenl of the
Interior. Washington, D,C. 20240.
Ch<lri:lclprizes cultural resource survey
documentation methods in State Historic
Preservation Offices.
Truss Brid,i?e l);pes: A Gw'de to Dating and
IdenlJfying. Donuld C. Jackson and T. Allan
Comp. American Asaociation for State and
Local Historv, 1977. Naahville, Tennessee.
Technicfllle~nel #95. Available from
AASLH. 708 Berry Road, Nashville.
Tennessee 37204. Information about
performins surveys of historic bridge5 and
identifying the types of properties
encollntered.
Secretary of the lntcrior's Standards for
Evaluation
EVHluation i~ the process of
determining whether identified
properticiI meet defined criteria of
significHncc and therefore should be
incllld{'d in un invlOnlory of hilltoric
pmpcrties dl~tcmlineJ to meet the
criterin. The criteria employed vary
depending on the inventory's use in
resource management.
Stwu!(Jrd l. EV(J!uation of the
Significan'ce of Historic Properties Uses
Estahlished Criteria
The evaluation of historic properties
employs criteria to determine which
properties are significant. Criteria
should lherefore focus on historical.
architectural, archeological. engineering
and cultural values, rather than on
treatments. A statement of the minimum
information necessary to evaluate
properties against the criteria should be
provided to direct information gathering
activities.
Because the National Register of
Historic Places is a major focus of
preservation activities on the Federal.
State and local levels, the National
Register criteria have been widely
adopted not only as required for Federal
purposes, but for State and local
inventories as" well. The N9.tional
Historic Landmark criteria and other
criteria used for inclusion of properties
in State historic site files are other
examples of criteria with different
management purpo.'les.
5'tandard II. EvaluatiuII of SigIllficance
Applies the Criteria Within Historic
Contexts
Properties are evaluated using a
historic context thal jdt~nllfic~l the
significant pattern:'! that properties
r~present and defines expected properly
types against which individual
properties may be compared, Within
this campara tive framework. the criteria
for evaluation take on particular
meaning with regard to individual
properties.
Standard II!. Evaluation Reiwlts in iJ,
List or Inventory of Significant
Properties That Is Consulted In
Assigning Registration and TreatmeJrt
Priorities
The evaluation process and the
subsequent development of an inventOr}
of significant properties is an on-going
activity, Evaluution of the significance
of a property should be completed
before registration is considered and
before preservu.tion treutmentll are
selected. The inventory entries should
contain fmfficient info.rmation for
subsequent activities iUch aa
registratioD or treatment of prop-erties.,
including an evaluation atatement that
makes clear the siRnificance of the
property within one or more hiBtonc
contexts,
_ -.d.~~".";'
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Federal Register / Vol. 48. No. 190 / Thursday, September 29. 1983 / Notices
Standard TV. Evaluation Results Art.
Made A vai/able to the Public
Evaluation is the basis of registration
and treatment decisions. Information
aboul evaluation decisions should be
organized and available for use by the
general public and by those who take
part in decisions about registration and
treatment. Use of appropriate computer~
Bssisted data bases should be a part of
the information dissemination effort.
Sensitive information. however, must be
safeguarded from general public
distribution.
Secretary of the Interior's Guidelines for
Evaluation
Introduction
These Guidelines link the Standards
for Evaluation with more specific
guidance and technical information.
These Guidelines describe one approach
to meeting the Standards for Evaluation.
Agencies, organizations, or individuals
proposing to approach evaluation
differently may wish to review their
approach with the National Park
Service,
The Guidelines are organized as
follows:
The EvalaU81ion Process
Criteria
Application of Criteria within a Histonc
Context
Inventory
Recommended Sources of Technical
Information
The E~'aluotjon Process
These Guidelines describe principles
for evaluating the significance of one or
more historic properties with regard to a
given set of criteria.
Groups of related properties should be
evaluated at the same time whenever
possible: for example, following
completion of a theme study or
community survey.
Evaluation should not be undertaken
using documentation that may be out of
date. Prior to proceeding with evaluation
the current condition of the- property
should be determined and previous'
analyses evaluated in light of any new
informa lion.
Evaluation must be performed by
persons qualified by education, training
and experience in the application of the
criteria. Where feasible, evaluation
should be performed in consultation
with other individuals experienced in
applying the relevant criteria in the
geographical area under consideration:
for example. the State Historic
Preservation Officer or local landmarks
commission.
Evaluation is completed with a
written determination that 8 property is
or is not significant based on provided
information. This statement should be
part of the record.
Criteria: The purposes of evaluation
criteria should be made clear. For
example. the criteria may be used "to
evaluate properties for inclusion in the
county landmarks list," or "to implement
the National Register of Historic Places
program. "
For Federal cultural resource
management purposes, criteria used to
develop an inventory should be
coordinated with the National Register
criteria for evaluation as implemented in
the approved State comprehensive
historic preservation plan.
Content of Criteria: Criterifi should be
appropriate in scale to the purpose of
the evnlualion. For {~xl1rnple. criteria
designed to descrihe Bational
siRnificance should not be used uS the
basis for creating a county or State
inventory. Criterii:t should be categorical
and not attempt to describe in detail
every property likely to qualify. Criteria
should outline Ihe disciplines or broad
areas of concern (history, archeology,
architectural history, engineering and
culture, for example) included within the
scope of the inventory; explain what
kinds of properties, if any, are excluded
and the reasons for exclusion: and
define how levels of significance are
measured, if such levels are
incorporated into the criteria. If the
criteria are to be used in situations
where the National Register criteria are
also Widely used. it is valuable to
include a statement explaining the
relationship of the criteria used to the
National Register criteria, including how
the scope of the inventory differs from
that defined by the National Register
criteria B.nd how the inventory could be
use to identify properties that meet the
National Register criteria.
Information Needed to Evnluilte
Properties: The criterin should be
accompanied by a statement defining
the minimum information necessary to
evaluate properties to insure that this
information is collected during
identification activities intended to
locate tl!--Jecifjc historic properties.
Generally, at least the following will be
needed:
1. Adequately developed historic
contexts. including identified property
types. (See the Guidelines for \
Preservation Planning for di~cus3ian of
development of historic contexts.)
2. Sufficient information about the
appeanrnce, condition and aS8oclntivo
values of the property to be evaluated
to:
a. Classify it as to property type;
o. Compare its features or
characteristics with those expected for
its property type; Llnd
c. Define the physical extent of the
property and accurately locate the
property.
To facilitate distinguishing between
facts and analysis, the information
should be divided into categories.
including identification and description
of pertinent historical contexts:
descri ption of the property and its
significance in the historical context:
and analysis of the integrity of the
property relative to that needed to
represent the context.
Usually documentation need not
include slJch items <1s. a complete litle
history or biogruphy of every owner of u
property, except where thilt inform;Jtion
i!> important in evaluating il:l
significance. Information on proposed or
potential treatments or threats, such 83
destruction of a property through
uncontrollable natural processes. is also
not needed for evaluation, unless those
effects are likely to Occur prior to or
during the evaluation, thereby altering
the significant characteristic of the
property. If archeological testing or
structural analvsis is needed for
evaluation, it should not proceeded
beYDnd the point of providing the
information necessary for evaluation
and should not unnecessarily affect
significant features or values of the
property,
When more information is needed:
Evaluation Cannot be conducted unless
all necessary information is available.
(See Information Needed to Evaluate
Properties.) Any missing information or
analysis should be identified (e.g.
development of context or information
on the property] 8S well as the specific
activities required to obtain the
information (archival research. field
survey and testing, or laboratDry
testing). When udequute information is
not available, it is important to record
tflHt fact so thut evaluation will not be
undertaken until the information can be
obtained, In some cases needed
information is not obtainable. for
example. where historical records have
been destroyed or analytical techniques
have not been developed to date
materials in archeological sites, If an
evaluation must be completed in these
C<lses, it is important 10 acknowlcd~e
what information was not obtainable
and how that missing information may
affect the reliability of the evaluation:
Application of the Critt.'ria within a
Historic Context
The first step in evaluation is
considering how the criteria apply to the
.,::
Federal R(
er I Vol. 48. No. 190 I Thursday. Sept
er 29. 1983 I Notices'
44725
particular historic contexl This is done
by reviewing the previously developed
narrative for the historic context and
determining how the criteria would
apply to properties in that context.
based on the important patterns, events,.
persons and cultural values identified.
[See the discussion of the historic
context narrative in the Guidelines for
Preservation Planning.) This step
includes identification of which criteria
each property type might meet and how
integrity is to be evaluated for each
property type under each criterion.
Specific guidelines for evaluating the
eligibility of individual properties should
be established. These guidelines should
outline and justify the specific physical
characteristics or dnta requirements that
all individual properly must possess to
retain integrity for the particular
property type; and define the process by
which revisions or additions can be
made to the evaluation framework.
Consideration of property type and
intergrity: After considering how the
criteria apply to the particular historic
context, the evaluation process for a
property generally includes the
following steps:
1. A property is classified as to the
appropriate historic context(s) and
property type{s). If no existing property
type is appropriate.. a new property type
is defined, its values identified. and the
specific characteristics or data
requirements are outlined and justified
as an addition to the historic context. If
necessary. a new historic context is
defined for which values and property
Iy'pes and their integrity requirements
are identified and justified.
2. A comparison is made between the
existing information about the property
and the integrity characteristics or data
required for the property type.
a. If the comparison shows that the
property pOssesses these characteristics.
then it is evaluated as :Jignificnnt for
that historic context. The evaluation
includes a determination that the
property retains integrity for its type.
b. If the comparison shows that the
property does not meet the minimum
requirements. one of several conclusions
is reached:
(1) The properly is determined not
significant because it does not :etain the
integrity defined for the property type.
(2) The property has characteristics
that may make it significant but these
djffer from those expected for that
property type in that context. In this
case, the historic context or property
types should be reexamined and revised
if necessary, based on subsequent
research and survev.
The evalUation should state how the
particular property meets the integrity
requirements for its type. When a
property is disqualified for los~ of
integrity. the evaluation statement
should focus on the kinds of integrity
expected for the property type. those
that are absent for the disqualified
property, nnd the impact of that absence
on the property's ability to exemplify
architectural. historical or research
values within a particular historic
context.
The integrity of the property in its
current condition. rather than its likely
condition after a proposed treatment,
should be evaluated. Factors such as
structural problems. deterioration. or
abandonment should be considered in
the evaluation only if they have affected
the integrity of the significant fl:;ltlln:s or
characteristics of the property.
"-
Invelltory
An inventory is a repository of
informa tion on specific properties
evaluated as significant.
Content: The inventory should
include:
1. Summaries of the important historic
contexts. These may be in the form of an
approved plan or analyses of historic
contexts important in the history of the
geographical area covered by the
inventory,
2. De9:criptions of significant property
types of these contexts., whether or not
any specific properties have been
identified.
3. Results of reconnaissance surveys.
or other identification activities. even if
the level of infurmation on specific
properties identIfied as part of those
activities is not sufficient to evaluate
individual properties_
4. Information on individual properties
that was used in evaluation.
Historic contexts are identified by
name, with reference to documents
describing those contextfl, or with a
narrative statement about the conte.xt{s)
where sucb documents do not exist.
A dCflcription of the property. Part of
this description may be a photographic
record.
A statement that justifies the
significance of the property in relation to
its context(s). This statement should
include an analysis of the integrity of
the property.
Boundaries of the property.
^ record of when a property wag
evaluated and included in the inventory,
and bv whom. ~
Records on demolished or altered
properties and properties evaluated as
not si,lSnificant should be retained. along
with full description of areae surveyed.
for the ptannill.~ information these
records provide about impucts to
properties and about the location and
character of non~significant properties
to prevent redundant identification work
at u later time.
Maintenance: Inventory entries should
be maintained so that they accurately
represent what is known about historic
properties in the ah~a covered by the
inventory. This will include new
information gained from research and
survey about the historic cnntexts.
property types. and previously
evaluated properties., us weU as:
information about newly evaluated
properties. For individual properties.
addition of kinds of significance, change
in the boundaric~. or loss of significance
through demolition or alteration should
be recorded.
Uses (lnd Avoilability: An inventory
should be managed 80 that the
information is uccessibl.e_ Its usefulness
depends on the organization of
information and on its l:Ioilty to
incorporate new information. An
inventory should be structu:ed so that
entries can be retrieved by locality or by
historic context.
The availability of the inventory
information should be announced or a
summary should be distributed. This
may be tn the form of a list of properties
evaluated as significant or a summary of
the historic contexts and the kinds of
properties in the inventory. Irrventories
should be avHable to managers,
planners, and the general public at local.
State. regiona~ and Federal agency
levels.
It is necessary to protect infonnation
about archeological site:! or other
properties whose integrity may be
damaged by widespread knowledge of
their location..It may also be necessary
to protect information on the location of
propertie5 such as religious sites,
structures, or objects whose cultuwl
value would be compromised by public
knowledge of the property's location.
Recommended Sources of Technical
InfoI'lJlotioll
How to Apply the National Register
Critera. Available through the National
Register Branch, Interagency Resources
Division, Nationul Park Service. U.S.
Department of the interior. Washington.,
D.C. 20240. Provides detalied technical
information about inte-rpretation of the
significance a.nd integrity criteria used
by the National Register of Historic
Places program.
How To Series. Available through the
National Register Branch, Interngency
Resources Division, National Park
Service. U.S. Department of the Interior,
Washington. D.C. 20240. Discu.'Jges
applicBtion of the National Rcgiater
criteria for evaluation, Titles include:
.-" _.."~. -,..".
44726
Federal Register I Vol. 46, No. 190 I Thursday, SepteIT
-
How To EslablJah Boundaries for
National Register Properties.
How To Evaluate and Nominulc
Potential National Register Properties
That Have Achieved Significance
Within the Last 50 YeaTS.
How To Improve Quality of Photos for
National Register Nominations.
How To Apply for Certification of
Significance Under Section 2124 of the
Tax Reform Act of 1976.
How To Apply for Certification of State
and Local Statutes and Historic
Districts.
How To Quality Historic Properties
Under the New Federal Law Affective
Easements.
Importance of Small. Surface. and
Disturged Sites as Sources of SignJficant
Archeological Dato. Valerie Talmage
and Olga Chesler. Interagency
Archeological Service 1977. Washington.
D.C. Available from the National
Technical Information Service. NTIS
Publication Number PB 270939/ AS.
Discusses the role of smAil, surface. Bnd
disturbed .'lites as sources of significant
information aboul a variety of
prehistoric activities. These types of
sites are frequently ignored in the
development of H~gional archeological
research designs.
Secretary of tho Interior's Slandards For
Registration
Registration is the formal recognition
of properties evaluated 8S significant.
Preservation benefits provided by
various registration programs range
from honorific recognition to ptohibition
of demolition or alteration of included
properties. Some registration programs
provide recognition and other broad
benefits while other programs authorize
lnore specific forms of protection,
Standard l Registration Is Conducted
According To Stated Procedures
Registration of historic properties in
the National R'egister of Historic Places
must be done in accordance with the
National Register regulations published
In the Code of Federal Regulations, 36
CFR 00. Registration for other liata or
purposes follow an established process
that is understood by the public,
particularly by those interests that may
be affected by registration.
Standard II. Ref/istration hI/ormation
Locates. Describes Gild lustJfies the
Sigfl/ficonce and Physical Integrity of a
Historic Property
Registers are used for planning,
research and treatment. They must
contain adequate infonnation for Users
to locate 8 property and understand its
significance. Additional information
may be appropriate dependinH on the
intended Ul'le of the reglflh~r,
Standard Ill. Re:o?istrotion Information is
Accessible to the Public
Information should be readily
available to the public and to
government agencies responsible for the
preservation of historic properties Hnd
for other planning needs.
Secretary of the Interior's Guidelines for
Registration
Introduction
These Guidelines link the Standards
for Registration with more specific
guidance and technical information,
They de8cribe one approach 10 meeting
the Standards for Registration.
Agencies. orgnniz~lions, or individuals
prop08ing to approach registration
differently may wish to review their
approach with the National Park
Service.
The Guidelines are organized OR
follows:
Purpose of Regi!ltrelion ProgninlS
Registration Procedure!!
DocumentAtion on Regi/:ltered Properlills
Public AVAilability
Recommended Sources of Techniclll
Information
Purpose of !legistration Progmms
Registration of historic properties is
the formal recognition of properties that
have been evaluated as significunt
according to written criteria.
Registration results in an official
inventory or list that serves an
administrative function. A variety of
benefits or forms of protection accure to
a registered property, ranging from
honorific recognition to prohibition of
demolition or alteration.
Some registration programs prOvide
recognition and other broad benefits or
entitlements, whiJe other registrations of
properties may. in addition, authorize
more specific forms of protection. The
application of the registration process
should be a logical outgrowth of the
8anle planning goals and priorities that
gUided the identification and evaluation
activities. All registration programs
.hauld establish priorities for
recognition of their authorized range of
properties; provide for confidentinlity of
sensitive Information: and establish II
meona of 8pPflaling the registrntlon or
non~rc8istr8lion of 8 property.
RaSis/rotion Procedures
ExpilcH procedures are essential
because they are the means by which
the public can understand and
participate in the registration procea/!.,
Procedures for reRis!ration proHrams
should be developed by professionals in
29, 1983 I Notices
the field of historic; prcaervu lion. in
consultution with those who will use or
be~ affected by the program. Prior to
taking effect. procedures should be
published or circulated for comment at
the governmental level al which they
will be used, (Procedures for registration
of properties in the National Register of
Historic Places and the National
Historic Landmarks list, for example,
are published in the F&deral Register.)
Any registration program should
include:
1. A professional staff to preparE! or
assess the documentation;
.2, A professional review, independent
of the nomina ting source. to provi de an
impartial evaluation of the documented
significance;
3, Adequate notice to property
owners, elected officials and the public
about proposed registrations and the
effects of .listing, if any; and
4. A means of public participation.
Profe".'lional Review: The registnltion
procesa-shouJd include an independent
evaluation of the significance of the
property and of the quality llnd
thoroughness of the documentation
supporting that siHnificance. Such
evaluation enSllres that significance is
adequately justified Hnd that
registration documentation meets the
technical requirements of the
registration process.
State and local prc8crvl'Ition
programs, concerned with both public
and private properties, generally use a
review board, panel or commission. This
level of professional review has proven
to be effective in assessing the
significance of properties considered for
registration.
Review boards and other fOnTIS of
independent review should include
professionala in the fields or diciplines
included in the criteria: representatives
of other fields or disciplines may be
desirable to reflect other values or
aspects of the register. Key personnel
must be qualified by eduGfltion, training
or experience to accompli~h their
designated duties. [See the Professional
Qunlificutiona Standurds.)
The scope of the independent review
sbollld be cleurly Btnll~d in the
registration procedures und should nol
include issues outRide the :JCOpP. of lhe
upplicuble erilcrill for evuluation und
other areus specified in the procedure.'!
Ctmerully. independent reviewers
should not be involved in any primary
research or analysis related to
properties under consideration: this
information should be gathered and
organized prior to review meetings,
Dor:umentation presented to the
reviewers should be made avallable to
Federal Register / Vol. 48, No. 190 / Thursday, September 29, 1983 / Notices
the public prior to review mee,....!'ls or
public hearings. Registration of
properties should not take place until
review of documentation has been
completed..
Public Notice: Adequate notice allows
property owners, officials and other
interested parties to comment on
proposed registrations prior to action by
the independent reviewers. The degree
of protection and control provided by a
registration program may be a factor in
determining what constitutes adequate
notice. For example. adequate notice of
proposed inclusion in honorific registers
may be less complex than that for
registration that results in local controls
on alteration or demolition of registered
properties.
Notice to elected officials and the
public is necessary to distribute
information about potential registrations
of concern to planning and development
interests.
Adequate notice to property owners
may be accomplished through means
ranging from individual notification by
mail to publication of a public notice,
depending on the nature of the
registration program and the number
and character of the properties involved.
Public notices and owner notification
about proposed registrations ~hOllld
include the dates and timeg of public
meetings and review meetings. the kinds
of comments lhat are appropriate. and
how comments will be considered in the
evaluation process. The notice should
also state where infonnation can be
obtained about the registration program.
the criteria used to evaluate properties
for inclusion. and the significance of
specific properties under consideration.
The procedures should include a
means of public participation in the form
of submission of written comments or a
review meeting open to the public or a
public hearing.
The procedures should state time
periods within which reviews. notices.
comments. public hearings, review
meetings and appeals will occur. The
time pericds should be short enough to
allow for efficient recognition of historic
properties but also allow adequate time
for public comment and participation by
those affected. Time periods may vary
depending on whether activities are
carried out at the local, State. or
national level. These time schedules
should be widely circulated so that the
process is widely understood.
Appea] Process: A means of appeal
should be included in the registration
process to allow for reconsiders tion of a
property's inclusion. Reasons for appeal
may range from existence of additional
information ubout the property
supporting or refuting its significance to
administrative or procedural error. An
appeal process should specify to whom
an appeal may be made and how the
information that is provided will be
evaluated, The appeal procedures
should also state the time limit. if any,
on appealing a decision and on
consideration of information and
issuance of a decision by the appeal
authority.
Documentation on Registered Properties
Ducumentation requirements should
be carefully weighed to provide the
informntion actlloJ/y needed to reach a
registration decision ilnd should be
made public. It should be made cerluin
that identification and evaluation
activities obtain and record the
information necessary for registration.
Documentation should be prepared in a
st<lndardized format and on materials
that Hre archivally stable and easy to
store and retrieve.
Loca lion: The precise loca tion of a
historic property must be clearly
identified.
Street address, town or vicinity. and
county should be provided. Properties
should also be located on maps; these
may be USGS maps. county planning
maps. or city base maps or real estate
maps....t\ uniform system of noting
loca tion. such as UTM grid points or
longitude and latitude, should
supplement mapping. It is recommended
that each registration process
standardize the preferred choice of
maps appropriate to the scope of the
process.
Description: An accurate description
of a property includes C:l description of
both the current and historical physical
appearance and condition of the
property and notes the relevant property
type(s) for the applicable historic
context(s). Discussion should include
alterations, deterioration. relocation and
- other changes to the property since ita
period of significance.
Significance: A statement of
significance should explain why a
property meets the criteria for inclusion
in the register to which it has been
nominated.
This statement should contain at least
3 elements:
1. Reference to the relevant historic
cpntext(s);
2. Identification of relevant property
lypes within the context and their
characteristics; and
3. Justification that the property under
considcrntion has the characteristics
required to qualify it
Relevant historic contextD can be
identified through reference to the
preservnlion plan Dr other docllments
wht~re the cuntexts have been
44727
previously described or can be provided
by a narrative discussion of the context.
(The development of contexts and their
use in evalua ling properties are
discussed in the Guidelines for
Preserva tion Planning and the
Guidelines for Evaluation.) A significant
properly type and its characteristics are
identified either through reference to the
historic context(s] or by a narrative in
the documentation tIlat describes
historic conlexts. Justification of a
specific property is made by systematic
comparison of its characteristics to
those required for the property type.
Doundaries: The clelineation and
justification of boundaries for u
registered property are important for
future treatment activities. It is
expeciully critical when lc~al restraints
or restrictions may result from the
registration of properties. Thus.
boundaries should correspond as closely
as possible to the actual extent and
configuration of the property and should
be carefully selected to encompass. but
not exceed. the extent of the significant
resource(s}. 'The selection of boundaries
should rencct the significant aspects of
the property,
Arbitrary boundaries should not be
chosen for ease of description slnce VIii
can result in the inclusion of uruel.ated
land or in exclusion of a portion of the
historic property_ Present property lines
should not be chosen us property
boundaries without careful analysis of
whether they are uppropriate to the
historic property. A single uniform
boundary descripllOn and ucreage
should not be applied to a group or class
of properties (antebellum plantation:'>.
for example) without examinlltion of the
actual extent of each property. The
selected'boundaries should be justified
as appropriate to the historic property.
Boundaries should be clearly and
precisely described. using a verbal
boundary description. legal description.
accurate sketch map. or lines drawn on
base maps, or H combination of tbese
where needed to specify the Iimi ts of the
property being registered. When used,
maps should show the location of
buildin~s, structures. sites or object.~
witbin the boundary.
Updating Information on Registered
Properties: A change in the condition of
the significant features of a property
may require a change in the official
registration record. Alteration of a
significant architectural feature. for
example. could mean that B property is
no longer significant for its architectural
design.
Additional 8i~nificflnce of regist~red
properties mHY be identified throuF:h
development of new historic context5.
'-.:..'.<
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Federal Register / Vol. 48. No. 190 / Thursday, September 29, 1983 / Notices
Research may reveal tha t a propel
significant in other historic contexts or
is significant at a higher level. For
eXClrnplc. 8 propprly previously
recognized as of local significance could
be found to be of national significance.
A change in location or condition of a
registered property may mean that the
property is no longer significant for the
reasons for which it was registered and
the property should be deleted from the
registered list.
Public A vai/ability
Lists of registered properties should
be readily available for public use, and
information on registered properties
should be distributed on a regular basis.
Lists of properties registered nationally
are distributed through publication in
the Federal Register Bnd to
Congressional Offices and State Historic
Preservation Offices. Comprehensive
information should be stored and
maintained for public use at designated
national. State and local authorities
open to the public on a regular basis.
Information should be retrievable by
the property name, and location, historic
context or properly type. The specific
location of properties that may be
threatened by dissemination of that
information must be withheld. These
may include fragile archeological
properties or properties such as religious
sites, structures, or objects whose
cultural value would be compromised by
public knowledge of the property
loea tion.
Recommended Sources of T{;chIlical
Information.
How to Complete Notionol Register Forms.
National Register Division. National Park
Service, U.S. Deparment of the In.ll;rior. 1977.
Washington, D.C. Available through the
Superintendent of Documents, US
Government Printing Office, Washington.
D.C, 20402. GPO Stock Number 024-QOS-
00686-4. This publication is the standard
reference on the documentation requirements
of the National Register of Historic Places
program.
How To Senes. Available through the
Nal!onal Register Branch. Interagency
Resources Division. National Park Service.
O;lpartmenl of th~ Interior 202.10. These
informalion :lhp(.js contuia sllppJI~ll\el1l11ry
information ubout interpreting the National
Register criterill for evaluation and
documentation requirements of the National
Register registration prowam. Title include;
I10w To Estllb!i~h Doundaries fur National
Register Properties.
How To Evaluate and Nominate Potential
National Res;:is!er Properties That Have
Achieved Significance Within (he Last 50
Years.
How To Improve the Quality of Photograph.:!
for National RCRisler Nominations.
How To Apply for Certification oC
Significance Under Section 2124 of the Tux.
Reform Act oC 1976.
How To Apply for Certificntion oC Slate and
Local Statutes and Historic Districts.
How To Qualify Historic Properties Under
the New Federal Law Affecting EU3ements.
Note on Documentation and Treatment
of Historic Properties
Documentation and treatment of
historic properties includes a variety of
techniques to preserve or protect
properties. or to document their historic
values and information. While
documentation activities may be Hpplied
to any potentially historic property,
generally only those properties that first
have been evaluated as significant
against specified criteria (such 8S those
of the National Register) are treated.
Some commonly applied treatments Bre
preservation in place. rehabilitation,
restoration and stabilization; there are
other types of treatments also.
Documentation and treatment may be
applied to the same property; for
example, archeological. historical. and
architectural documentation may be
prepared before a structure is stabilized
or before foundutions or chimneys or
other lost fcatures are reconstructed.
Alternatives for treatment will usua!ly
be available. and care should be applied
in choosing among them. Preservation in
place is generally preferable to moving 8
property. Over time, the preferred
treatment for a property may change; for
example, an archeological site intended
for preservation in place may begin to
erode so that a combination of
archeological documentation and
stabilization may be required. If a
decision is mnde that a particular
property will not be preserved in place,
the need for documentation must then
be considered.
The three sets of documentation
standards (i.e.. tbe Standards for
Historical Documentation, Standards for
Architectural and Engineering
Documentation, and Standards for
Archeological Documentation] as well
as the StandFlrds for Historic
Pre~crvation Projects (Acquisition,
Preservation. Stnbilizlltion. PrClkction.
Hehahilitalioll. Ht~~ll()ralioll. Ilnd
Reconstruction) describe the ll~chniques
of several di.9dplines to treat historic
properties, and to document or preserve
information about their historiclll
values. The intf\~ralion of pl<Jnning for
documentation and treatment with their
execution is accomplished in a
statement of objectives. or research
design. Because both the goals Hnd
appropriate methodolor,des are likely to
be interdisciplinary in nature. the
relationship among these various
tlctivitics should be specified in the
research design to ensure that the
resulting documentation produces a
comprehensive record of historic
properties in nn efficient manner.
Secretary of the Interior's Standards for
Historical Documentation
Historical documentation provides
important information related to the
significance of a property for use by
historians. researchers, preservationists.
architects, and historical archeologists.
Research is used early in planning to
gather information needed to identify
and evaluate properties. (These
activities 8re discussed in the Standards
and Guidelines for Preservation
Planning and the Standards and
Guidelines for Identification.) Histo.rical
documentation is also a treatment that
can be applied in several ways to
properties previously evalua ted as
significant; it may be used in
conjunction with other treatment
activities (as the basis for rehabilitation
plans or interpretive programs, for
example) or as a final treatment to
preserve inform.ation in cases of
threatened property destruction. These
Standards Concern the use of research
and documentation as a treatment
Standard I Historical Documentation
Follows a Research Design Thot
Responds to Needs ldentlfied in the
Planning Process
Historical documentation is
undertaken to make a detailed record of
the significance of a property for
research and interpretive purposes and
for conservation of information in cases
of threatened property destruction.
Documentation must have defined
objectives so that proposed work may
be assessed to determine whether the
resulting documentation will meet needs
identified in the planning process. The
research design or statement of
objectives is a formal statement of buw
the needs identified in the plan are to be
addressed in a specific documentation
project. This is the framework that
guidI'S the selection of methods and
eli/dlllltion of r(,!Jull~. Ilnd ~ipf~cific!J the
relationship of the hi!Jlorir:ol
documentation efforts to other proposed
treatment activities.
:-;tofldurds 11. flislor;co! DuC'u{})('nlation
Employs Of1 Apprupnute Jvldlwdolo.{;y
to Obtain the Information Required by
The Research Design
~1ethods and techniques of historical
research should be chosen to obtain
needed information in the most efficient
way. Techniques should be carefully
selected and the sources should be
JOliN M, BE.NN~Tr. SAN AJiTOHlO
.~JLS.. JAUf..5 F. IIGGART, JIL. OAUAS
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T.lL FUIRW....(.:U. SAN AffTONIO
IolAXU<< f.. FLOOJ.NQY, ALK."E
WOODR.OW GLA5SCOCX:. JR... 110000
, HARRY A. GOl.EJ4.OM.Il0UST0N
.. IoCR!.. ALaERT G. HilL, DAUAS
DIt.. RoaE~TD. HUNTER., AIILrnE
JANE.'i S. NAf1.()RS, LAKE JAC)3(}N
GAY kATUFP, AUSTIN
touts r. TERRAZAs., SAN ANTONIO
EV ANl..l:_UNE LOF..5SrN WHORTON.
GALYESTON lSLAND
DR. DAN A. 'IVlUJS, HOUSTO~
Cf;OJl.C.E E. OIfUSTIAN. AUSTIN
~lC:JlAlR.MAN
WRS, II.L. LONG, KIl.GORE
VICE aIAIR~AN
DUNCAN E. 100:O::loU.N. DAt.LAS
SECRETARY
CURTIS TIJN:NELL
EXEC1JTTYE [)(RECTOR
TEXAS
P,O. BOX 12276
HISTORICAL
AUSTIN, TEXAS 78711
COMMISSION
(512) 475.3092
April 18, 1984
Sue H. Smi t.'1
City of Paris
Main Street Program
P.O. Box 1037
Paris, Texas 75460
Dear Ms. Smith:
We are pleased to announce on behalf of the Texas Historical Commission
that a grant of $15,000 has been allocated for the City Wide Survey of
Paris and a Multiple-Resource Nomination. '
To remain eligible for this grant allocation, it is necessary for the
project coordinator and the project professional to jointly attend a grant
orientation sessioo. These sessions will be held with the commission staff
members who will be working with you on this project and are designed to
familiarize you with the continuing granting process. ,A, Project Proposal,
the fornlulation of which will be disc~ssed at the orientation session, will
then need to be prepared and sul:rni tted to the Comnission before final grant
ap?roval ("-3n be made.
These grant orientation sessions will be held in the next few rronths.
Failure to attend one of the sessions and to submit the Project Proposal
before commencement of work on this project will be cause for this grant
allocation to revert to the Texas Historical Carrnission for reallocation to
another project. It is, therefore, imp:.1rtant that upon receipt of this
letter you contact Kenneth Breisch or cTennie Reinhardt at (512) 475-3094 to
arrange the necessary grant orientation session.
Please note that no work should begin prior to your grant orientation
session and the receipt of the written approval from the Texas Historical
97
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commission of your subsequently submitted Project Proposal.
We look forward to assisting you in this most worthwhile preservation
endeavor.
J:in 1::ely,
~ 8(..z~ ~
rge Christian
Chairman
J:~~
Executive Director
xc: Hon. Lloyd Bentsen
Hon. John Tower
Mrs. Bobbie Biggart
Mr. Harry Golanon
Mr. James 5. Nabors
Hon. Pete Patterson
Hon. Ed Howard
Hen. Sam B. Hall, Jr.
Mr. Bob Burns
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CITY WIDE SURVEY OF PARIS
and a
MULTIPLE-RESOURCE NOMINATION
TO THE
NATIONAL REGISTER OF HISTORIC PLACES
Submitted by:
ARCHITEXAS
A. C. GREENE
18 July 1984
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TABLE OF CONTENTS
PAGE
I. PROJECT EXECUTION AND METHODOLOGY. . . , : , , . . . . .. 1
II. PROJECT TEAM QUALIFICATIONS. . . . . . . . , . . . , . . . . .. 8
Ill. PROFESSIONAL FEES AND EXPENSES BUDGET. . . .'. . . . . ., 12
IV, . APPENDIX , ,'. , .'. . . . . .." : . . . . ,
. . . , , . , 13
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I, PROJECT EXECUTION AND METHODOLOGY
Project Objective
It will be the objective of ArchiTexas to conduct a comprehensive city-
wide survey of historic resources for the City of Paris, Texas and to
document these resources in an organized concise graphic package. In
addition, ArchiTexas will complete and submit a Multiple-Resource
Nomination of qualifying individual structures to the National Register of
Historic Places based upon the recommendations made in the survey.
Beyond the Historic Resources Survey, ArchiTexas will produce in a
written and visual format planning recommendations for action.
preservation planning and civic actions which can preserve and perpetuate
the community's own special identity.
:,
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It will be a primary goal of ArchiTexas to involve local community
leaders and interested residents throughout the project including County
Historical Commission, civic groups and the City Council.
,
Project Team
, "
ARCHITEXAS. ~ 'Dallas based!A~chitecture. Planning ~nd Urban Design
firm will ~ the lead consultant of the project tearli. ArchiTexas will
coordinate the entire survey and National Register Nomination and will
be responsible for progress reporting to the Director of Community
Development and the Paris Main Street Manager as well as the Texas
Historic Commission.
.? ..
A. C, GREENE. a Dallas based historian and writer author of a number
of books and studies with regard to the historical development of ..North
Texas including Dallas: The Deciding Years - A Historical Portrait. He
currently is a contributing columnist to the Dallas Morning News (a
weekly historical column) and is responsible for the creation of The
Greene Group, Historical/Cultural Studies research group,
-)-
Survey Components - Part 1
The two major survey components for Paris listed and elaborated below
were developed in accordance with guidelines developed by the Federal
government for state historic plans and will provide the most useful and
comprehensive survey and planning approach,
1. Historical Analysis
An essential aspect of a survey and planning study is a concise, yet
thorough, analysis of the forces that shaped Paris and an account
of the general development of the community, including not only
its very early history but recent history as well, Beyond the usual
political history of the community, the historical analysis, gathered
through historical research in Paris and at the State level, will
consider underlying themes which combined to give Paris its own
individual character.
2, The Inventory
.' .
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The inventory consists of information compiled on specific places
relating to the general themes described in the Historical Analysis,
v
A. Areas to be surveyed and inventoried:
,,,
To help insure that all aspects of past development and all
groups that participated are. considered, the following types of
stru.ctures and complexes will be documented:,
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Agricultural including barns, farmho'uses; sheds, ,'minor
outbuildings, fences,
'I.
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Commercial including stores, office buildings, : banks,
restaurants, taverns, markets, warehouses, hotels, spas, utility
company buildings,
" I"
Educationai including schools, academies, colleges, universities,'
museums, libraries, theaters, concert halls, opera houses.
Go~~rnmental in'cluding courthouses,' city halls, town halls,
civic centers, jails, post offices, customs houses, firehouses,
police stations, water systems.
Industrial including mills, factories, foundries, furnaces,
tanneries, watermills,
Landscape architecture including commons, squares, parks,
gardens, greens, cemeteries, gazebos, monuments~ pavilions,
fences, fountains, paving, and street furniture such as benches
and street lights,
-2-
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Medical including hospitals, sanitmiulTls, infirmaries, clinics,
dispensaries.
Military including arsenals, armories, campsites, reservations,
ba t t1egrounds.
Recreational including amphitheaters, swimming pools,
gymnasiums, bandstands, stadiums, playing fields, courts and
parks.
.
Religious including churches, chapels, synagogues,
meetinghouses, seminaries, convents, burial vaults, mausoleums.
Residential including houses, cottages, apartment buildings,
tenements, industrial housing complexes.
Social including lodges, clubhouses, fraternity houscs.
Transportation including paths, trails, railroads, bridges,
viaducts, airports, toll tlOuses, stations of various types,
terminals, stables, carriage houses, garages, carbarns, shops.
B. Inventory Forms
The results of the survey will be documented on forms
designed to provide important information and aspects of the
historic structures, sites, including archeological sites in a
concise, organized and -consistent-format;'''-This 'data will-be
documented on survey cards provided by the Texas Historic
Commission and all sites will be graphically located on
appropriate United States Geological Survey maps so they can
be keyed into computerized mapping techniques if necessary.
Larger scaled maps will be produced as will keeping properties
identified on survey cards to Paris Planning and Zoning maps.
C. Photographs
Each historic place will be further documented through high
quality photographs. All primary elevations and auxiliary
buildings will be photographed in 35 mm black and white
format and logged on photo index forms identical to those
produced by the Texas Historical Commission, Also contact
sheets and negatives will be keyed to survey cards and maps
and placed in ring binders. A commercial sized print (3-1/2 x
5") of a primary view will be attached to the survey cards
further documenting each historic place.
Two sets of color slides of each potential property eligible as
a National Register listing will be submitted. The slides will
be Kodachrome film and displayed in clear plastic slide
catalogue sheets and placed in a ring binder.
-3-
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Recommendations for Action - Part II
The first two sections of the survey without recommendations would just
record historic places as observed in the 1980's, The third component of
the professional services proposed will include planning and civic actions
which can preserve and perpetuate the community's own special identity.
Planning recom mendations can include:
1. An overall appraisal of important areas to be preserved and
identifying potential local legal methods of protection through
landmark designation ordinances.
2, Identifying potential historic districts which can provide a planning
basis for possible public improvements and city master planning,
On a local level, individual structures may be protected by
landmark ordinances while historic district legislation may place
controls not only on rehabilitation of older structures but also on
new buildings constructed within the district.
) 7- ,~. . ' . ~ J '. ' . ," -' ( ,
3. Recommendation of projects for adaptive uses which is the most
effective method of protection through mnaintaining or creating
economic viability for historic property. ".';
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4. Identification of civic awareness and educational program~ which
can stimulate interest in preservation,
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National Register Multiple Resource Nomination - Pnrt III
National Register Multiple Resources will be compiled based upon the
information and data compiled in the Survey,
The procedure involved will be as follows:
1. Selection of eligible sites from the Historic Sites Survey as
potential National Register listings,
Inventory forms for each property will include brief descriptions,
statements of significance and geographical data.
2, Inventory forms for each eligible property will be submitted to the
State's National'Register department for a preliminary review,
I. ,',<"
3. Graphically clear and accurate maps will be provided identifying
the nomination boundaries,
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4. A cJearlylegible B x 10 map will be prepared to identify the
location of the nominated sites and districts.
5. A Multiple Resource Nomination 'which meets all State and National
Standards will be completed and submitted with the nomination
package.
6, Two copies of the nomination package will be roade, one for the ,""
National Register Office, one for the Paris Main Street filil.
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Work Program
Throughout the entire work program a representative from the projeet
team will report biweekly to the City Council at their scheduled public
hearing to fully inform the city and county of the progress of the
survey.
Part I
Orientation - September 4 - 5
Project team will conduct preliminary research to establish context and
particular requirements for conducting field survey. Research will also
be done to see how much information is available from local historic
groups, individuals, and historic commissions that may be useful in
survey, Local historic maps, Paris planning and zoning maps and other
information of this type will be sought for use in the field.
(:
Field Survey - September 6 - 12
Project team will survey and inventory the entire city.of Paris by driving
and walking recording all pre 1940 cultural and historic resources, The
project team will identify: .... '.
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1) Primary resources eligible for listing on the National Register or
for State or local individual designation.
2) Background resources that are not individually significant but which
in groups contribute to potential historic districts or urban conservation
districts.
3) Cultural resources which do not immediately qualify for National
Register but are of threshold significance, Close contact will be
maintained with local officials and local historic groups throughout
this segment of the work program, '
Research and Processing Field Survey Results - September 13 - 28
Field notes and photographs will be processed and set on survey cards
and collated in appropriate sequence. Mapped information will be clarified
and graphically represented in a presentation format.
Field Survey and Research Adjustments - October 1 - 3
Project team will return to Paris for verification and make necessary
adjustments to the survey findings and visually test planning recommendations.
Publication - October 3 - 28
The Project team will prepare maps, written material, photographs and
other informatiuon for final publication in a bound 8-1/2" x 11" and 17"
format.
Presentation to City of Paris - November Public Hearing
-6-
Part JI
Recommendations for Action
Planning analysis suggesting future Preservation Planning actions for
Paris will be written and graphically represented as part of the ultimate
overall production, This component of the professional services can be
accomplished in a time period of 3 weeks and can run concurrent with
Part I.
Part III
National Register Multiple Resource Nomination
This aspect of the survey in which selected structures from the survey
results are nominated to the Department of Interior for listing based on
their individual significance will be conducted in approximately 4 week
timeframe. This aspect of the survey can immediately follow the Part I
surveyor if desired by the Main Street Manager and Director of Community
Development can be accomplished under separate contract at a later
date.
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II. PROJECT TEAM QUAL/FICTION
The survey team because of its diverse background in Architecture,
Planning, Urban Design, and History is uniquely well qualified to produce
a comprehensive well doeumented survey for the City of Paris.
The Appendix of this proposal provides resumes of consultants to be
included on the Project Team. Below is the proposed team organization
and a summary profile which provides an overview of their relevant
qualifica tions and experience.
ARCHITEXAS
Craig Melde Principal in Charge
Project Urban PIHnner
Mr. Melde is a Senior Architect, Planner and Partner of ArchiTexas.
His experience includes project management of ArchiTexHs projects.
Before joining ArchiTexas he was an urban planner for the City of
Dallas and played an active role in Historic Preservation, CBD and
neighborhocxJ preservation planning. Mr. Melde is a registered Architect
in the State of Texas and is currently serving as a member of The City
of Dallas West End Task Force.
.<Jary Skotnicki Principal in Charge
Project Urban Designer
Mr. Skotnicki is a Senior Architect, Planner and Partner of ArchiTexas.
His experience includes project management of ArchiTexas projects.
Before joining ArchiTexas he was an urban planner for the City of
Dallas and was project planner for numerous CBD planning projects,
including the Historic Preservation Program, Farmers Market Master Plan
and Report, and management of the Streetscape Program. Mr, Skotnicki
is a registered Architect in the State of Texas and is currently serving
as a member of The City of Dallas West End Task Force,
Michael Bruner Technical Staff/Planner
Mr. Bruner began with ArchiTexas in April 1982. He holds a Bachelor of
Science degree in Architecture from the University of Michigan. He has
been involved with several preservation and renovation projects since
joining ArchiTcxas. These include planning for the Continental Gin
complex in Deep Ellum, and the Arnold House for the Dallas Historic
Preservation League. Prior to joining ArchiTexils, Mr. Bruner was also
involved in the preservation and renovation of the Ladies Library of
Ypsilanti, Michigan, dating from the late 1820's.
Rick Lawson Technical Staff
Mu. Lawson joined ArchiTexas in June 1983 and has worked as a draftsman
on various projects. He holds a Bachelor of Science degree in Architecture
from the University of Texas at Arlington. He has participnted in an
historical survey of Wentherford, Texas with Professor R, Gene Brooks,
architect, planner, preservationist.
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A. C. Green - History
Mr. Green has long been respected an an author of many historically
related books, anthologies, magazine publications, and newspaper
columns. Mr, Green has a B.A, degree, cum laude and Graduate degree
in History from Abilene Christian University and worked toward a Ph,D,
in American Civilization at the University of Texas at Austin:
Overview Description of Similar Projects
(1) Historic Preservation Program
Gary Skotnicki and Craig Melde, when with the Urban Design Staff
of the Department of Urban Planning of Dallas, were fully or In
part responsible with the following preservation projects:
Developed and assisted in the surveying and. development of district
ordinances and design guidelines, administered numerous applications
for Certificates of Appropriateness and reviewed numerous public
and private projects in the following landmark districts:
.Swiss Avenue Historic District
.South Boulevard/Park Row Historic District
. West End Historic District (Commercial Warehouse District) ,"
. Munger, Place Historic District
r-' 1 '";(' i
Develop€d and assisted in the development of building ordinances
and design guidelines and administered numerous applications for
Certificates of Appropriates for modifications of the following
sites: .
"
.Trinity Methodist Church
."Old Tige"Fire Station
.Old City Hall (Dallas)
.Federal Reserve Bank of Dallas
.Cedar Springs Fire Station
. Magnolia Building
References:
Weiming Lu
Executive Director
Lowertown Redevelopment Corp,
400 Sibley
St. Paul, Minnesota 55101
(612) 227-9131
or
Tom Niedinauer, Manager
Development of Planning and Development
City Hall
Dallas, Texas 75201
(214) 670-4118
.. ..'~""<""::'-"':":'.':-'-'-' "'''o' _", '" -
Ill. PROFESSIONAL FEES AND EXPENSES BUDGET
The professional fees and expenses proposed are catagorized into the
three proposal components. Expenses represented below indicate a budget
maximum figure which ArchiTexas will draw upon when needed, with the
possibility some savings can be realized by the City of Paris:
Part I
Historic Resources Survey
Professional Fees
Expense Budget
Publication Budget
$ 17,000,00
1,875.00
1,125.00
$ 20,000.00
P art II
Recommendations for Action -
Planning Analysis
Professional Fees
Expense Budget
$ 3,000.00
150.00
$ 3,150.00
Part III
Multi-Resource Nomination to the
National ,Register of Historic Places
, ", Professional Fees.
Expense-Budget'c.o7
$ 5,000.00
750.00.,",--.
$ 5,750,00
, ,
,
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